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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SIGNATURE INVESTMENTS, INC.

CRD 113443

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd4b4c34-01fc-a21c-3fc2-5a55ad096934

Data as of May 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2012 to May 27, 2015
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $108MItem 5.F on the latest filing (2015-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $108M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 13
Accounts: 493
Custody, client assets: $0
SEC number: 801-77387
CRD: 113443
Filings on the tape: 14
First filed: Nov 15, 2012
Latest filed: May 27, 2015
Organised: Corporation, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GREGORY MERRICK ASSET MANAGEMENT CO	Shareholder	C	yes	02/2000	Nov 15, 2012	May 27, 2015
LUKAS, DAVID, ANDREW	PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER	Na	yes	05/2015	May 12, 2015	May 27, 2015
MERRICK, SARA, ANN	Shareholder	E	yes	02/2000	Nov 15, 2012	May 27, 2015
S & P BUSINESS TRUST	Shareholder	D	yes	02/2000	Nov 15, 2012	May 27, 2015
TIS HOLDINGS, INC.	Stockholder	E	yes	06/2000	Nov 15, 2012	May 27, 2015
MERRICK, GREGORY, LUNAR	Shareholder	C	no	02/2000	Nov 15, 2012	May 27, 2015
MERRICK, SARA, ANN	Secretary	Na	no	07/2001	Nov 15, 2012	May 27, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TOWER EQUIITIES INSURANCE AGENCY INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jan 14, 2015	$108M	$108M	13	13	n/a	n/a	n/a
2013	Mar 17, 2014	$85.3M	$85.3M	15	15	n/a	n/a	n/a
2012	Mar 15, 2013	$101M	$101M	20	18	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$108M	$85.3M	26.3%	n/a	n/a	13	15	n/a	n/a

Relationships

Controls (5)

← MERRICK, SARA, ANNOwnerSHAREHOLDER, ownership code E, individual
Nov 15, 2012 to presentfactForm ADV
← LUKAS, DAVID, ANDREWOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER, ownership code NA, individual
May 12, 2015 to presentfactForm ADV
← GREGORY MERRICK ASSET MANAGEMENT COOwnerSHAREHOLDER, ownership code C, domestic entity
Nov 15, 2012 to presentfactForm ADV
← S & P BUSINESS TRUSTOwnerSHAREHOLDER, ownership code D, domestic entity
Nov 15, 2012 to presentfactForm ADV
← TIS HOLDINGS, INC.OwnerSTOCKHOLDER, ownership code E, domestic entity
Nov 15, 2012 to presentfactForm ADV

Owns (2)

← MERRICK, SARA, ANNOwnerSECRETARY, ownership code NA, individual
Nov 15, 2012 to presentfactForm ADV
← MERRICK, GREGORY, LUNAROwnerSHAREHOLDER, ownership code C, individual
Nov 15, 2012 to presentfactForm ADV

Registered with (20)

← DAVID ANDREW LUKASAdvisorregistration: previous registration
Mar 31, 2015 to Dec 31, 2015factForm ADV
← TODD ALAN CARLSONAdvisorregistration: previous registration
Jan 14, 2014 to Oct 26, 2015factForm ADV
← LAWRENCE EVAN BARNARDAdvisorregistration: previous registration
Jan 22, 2013 to Oct 1, 2015factForm ADV
← JOHN ANDREW MEARSAdvisorregistration: previous registration
Jan 2, 2013 to Oct 1, 2015factForm ADV
← JAMES ROY FISHERAdvisorregistration: previous registration
Apr 23, 2013 to Oct 1, 2015factForm ADV
← JOSHUA DAVID WHEELERAdvisorregistration: previous registration
Jan 2, 2013 to Oct 1, 2015factForm ADV
← Robert Mark CerritoAdvisorregistration: previous registration
Mar 25, 2013 to Sep 22, 2015factForm ADV
← MAYO MCGILL FITZHUGHAdvisorregistration: previous registration
Jan 2, 2013 to Aug 19, 2015factForm ADV
← ERIC FRANKLIN HARRISAdvisorregistration: previous registration
Jan 2, 2013 to Aug 19, 2015factForm ADV
← DONALD LEONARD ROSSAdvisorregistration: previous registration
Jan 4, 2013 to Apr 28, 2015factForm ADV
← LEE HYDERAdvisorregistration: previous registration
Jan 4, 2013 to Apr 28, 2015factForm ADV
← JOHN LEE HEINZEAdvisorregistration: previous registration
Jan 4, 2013 to Oct 17, 2014factForm ADV
← J'NEANNE MARY THEUSAdvisorregistration: previous registration
Jan 2, 2013 to Mar 14, 2014factForm ADV
← BARBARA JEAN SWIATEKAdvisorregistration: previous registration
Jul 15, 2013 to Feb 11, 2014factForm ADV
← JAMES PHILIP WOODAdvisorregistration: previous registration
Jan 2, 2013 to Jan 10, 2014factForm ADV
← ELDON DUANE BROWNAdvisorregistration: previous registration
Dec 5, 2012 to Dec 26, 2013factForm ADV
← JAMES LELAND HANCOCKAdvisorregistration: previous registration
Dec 5, 2012 to Nov 14, 2013factForm ADV
← HAROLD CHARLES MORROWAdvisorregistration: previous registration
Aug 2, 2013 to Nov 14, 2013factForm ADV
← Paul Woodson AbeleAdvisorregistration: previous registration
May 21, 2013 to Nov 5, 2013factForm ADV
← STEVE JAMES PERSONSAdvisorregistration: previous registration
Jan 8, 2002 to Aug 28, 2003factForm ADV

Dated events

Occurred
Nov 15, 2012
First Form ADV filing
Signature Investments, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd4b4c34-01fc-a21c-3fc2-5a55ad096934
First observed: Nov 15, 2012
Last observed: May 27, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIGNATURE INVESTMENTS, INC.

CRD 113443

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd4b4c34-01fc-a21c-3fc2-5a55ad096934

Data as of May 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GREGORY MERRICK ASSET MANAGEMENT CO

Shareholder

yes

02/2000

Nov 15, 2012

May 27, 2015

LUKAS, DAVID, ANDREW

PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER

yes

05/2015

May 12, 2015

May 27, 2015

MERRICK, SARA, ANN

Shareholder

yes

02/2000

Nov 15, 2012

May 27, 2015

S & P BUSINESS TRUST

Shareholder

yes

02/2000

Nov 15, 2012

May 27, 2015

TIS HOLDINGS, INC.

Stockholder

yes

06/2000

Nov 15, 2012

May 27, 2015

MERRICK, GREGORY, LUNAR

Shareholder

02/2000

Nov 15, 2012

May 27, 2015

MERRICK, SARA, ANN

Secretary

07/2001

Nov 15, 2012

May 27, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TOWER EQUIITIES INSURANCE AGENCY INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jan 14, 2015

$108M

n/a

2013

Mar 17, 2014

$85.3M

n/a

2012

Mar 15, 2013

$101M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$108M

$85.3M

26.3%

n/a