DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

MARK DAVID WILCOX

Advisor at COMMONWEALTH FINANCIAL NETWORK

Hudson, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:601ced6c-95ee-8a9d-e21c-1d9c8b2a5b92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 30, 1999
First registration: Jul 25, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4060498

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 8, 2022	n/a	yes	Hudson, OH	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Jul 17, 2013	Mar 8, 2022	no	HUDSON, OH\|Beachwood, OH\|Westlake, OH\|Akron, OH\|Cuyahoga Falls, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 29, 2010	Jul 25, 2013	no	INDEPENDENCE, OH	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Sep 2, 2009	Mar 29, 2010	no	STOW, OH	Previous registration
WILCOX WEALTH ADVISORS	n/a	May 4, 2009	Aug 26, 2009	no	HUDSON, OH	Previous registration
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	Apr 27, 2007	Oct 22, 2008	no	AKRON, OH	Previous registration
MANNING & NAPIER ADVISORS, LLC	Mixed wealth	Apr 8, 2004	Jul 26, 2006	no	HUDSON, OH\|FAIRPORT, NY\|DUBLIN, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jul 25, 2001	Jan 15, 2004	no	SOLON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	COMMONWEALTH FINANCIAL NETWORK	Mar 8, 2022	Mar 8, 2022	0	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	STRATOS WEALTH PARTNERS, LTD	Jul 25, 2013	Jul 17, 2013	-8	Firm change	Other
SIGNATOR INVESTORS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 29, 2010	Mar 29, 2010	0	Firm change	Other
WILCOX WEALTH ADVISORS	SIGNATOR INVESTORS, INC.	Aug 26, 2009	Sep 2, 2009	7	Firm change	Other
SEQUOIA FINANCIAL GROUP, L.L.C.	WILCOX WEALTH ADVISORS	Oct 22, 2008	May 4, 2009	194	Firm change	Other
MANNING & NAPIER ADVISORS, LLC	SEQUOIA FINANCIAL GROUP, L.L.C.	Jul 26, 2006	Apr 27, 2007	275	Firm change	Other
OSAIC FA, INC.	MANNING & NAPIER ADVISORS, LLC	Jan 15, 2004	Apr 8, 2004	84	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153184:8032:OH:2022-03-08	Mar 8, 2022	Mar 8, 2022	CUYAHOGA FALLS, OH	Firm change

Relationships

Registered with (8)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Mar 8, 2022 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Jul 17, 2013 to Mar 8, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 29, 2010 to Jul 25, 2013factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Sep 2, 2009 to Mar 29, 2010factForm ADV
→ WILCOX WEALTH ADVISORSRegistered adviserregistration: previous registration
May 4, 2009 to Aug 26, 2009factForm ADV
→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: previous registration
Apr 27, 2007 to Oct 22, 2008factForm ADV
→ MANNING & NAPIER ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2004 to Jul 26, 2006factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jul 25, 2001 to Jan 15, 2004factForm ADV

Dated events

Occurred
Mar 8, 2022
Advisor changed firm
Mark David Wilcox left Stratos Wealth Partners, Ltd for Commonwealth Financial Network (registered 2022-03-08)
Form ADVobserved 3 days ago