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Advisor at SCOTTSDALE WEALTH ADVISORY LLC
PARADISE VALLEY, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SCOTTSDALE WEALTH ADVISORY LLC | State registered | Dec 2, 2016 | n/a | yes | PARADISE VALLEY, AZ | Current employment |
| SECURE INVESTMENT MANAGEMENT, LLC | Independent wealth | Jan 3, 2012 | Nov 1, 2016 | no | TUCSON, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 30, 2003 | Jan 13, 2006 | no | HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURE INVESTMENT MANAGEMENT, LLC | SCOTTSDALE WEALTH ADVISORY LLC | Nov 1, 2016 | Dec 2, 2016 | 31 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | SECURE INVESTMENT MANAGEMENT, LLC | Jan 13, 2006 | Jan 3, 2012 | 2,181 | Firm change after gap | Other |