DFX Intelligence

S•••• T••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

S•••• T••••• K•••••

Advisor at L•• F•••••••• L••

LA MESA, CA

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Search this name across graphsid dfx:ria:601e3813-2337-4f5c-0740-013a31f2c227

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 20, 2015	n/a	yes	LA MESA, CA	Current employment
T•• F••••• F•••• I•••	Former SEC adviser	Dec 3, 2012	Sep 28, 2015	no	BETHESDA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F••••• F•••• I•••	L•• F•••••••• L••	Sep 28, 2015	Nov 20, 2015	53	F•••_CHANGE	Other
D••••• P•••••• A•••••••	T•• F••••• F•••• I•••	Nov 1, 2011	Dec 3, 2012

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 22, 2008 to Oct 27, 2009factForm ADV
→ T•• F••••• F•••• I•••Registered adviserregistration: previous registration
Dec 3, 2012 to Sep 28, 2015factForm ADV
→ D••••• P•••••• A•••••••Registered adviserregistration: previous registration
Nov 15, 2010 to Nov 1, 2011factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:601e3813-2337-4f5c-0740-013a31f2c227
First observed: Sep 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.