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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DELPHI PRIVATE ADVISORS

DELPHI PRIVATE ADVISORS, LLC, CRD 151135

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:fe54eb0b-c68f-61e2-4e3b-4dd6aa1f663e

Data as of Feb 5, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 1
On other graphs: 1
Observed: Mar 15, 2012 to Feb 5, 2019
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Delphi Private Advisors

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $860MItem 5.F on the latest filing (2019-02-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $860M
Private client RAUM: $828MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 759
Individual clients: 30
High net worth clients: 152
Custody, client assets: $158M
SEC number: 801-70708
CRD: 151135
Filings on the tape: 20
First filed: Mar 15, 2012
Latest filed: Feb 5, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HIRSCHFELD, GARY, STEVEN	DIRECTOR OF FIRM ADMINISTRATION AND CHIEF COMPLIANCE OFFICER	Na	yes	12/2016	Jan 6, 2017	Feb 5, 2019
MCKENZIE, KEITH, FRASER	MANAGING MEMBER	D	yes	11/2009	Mar 15, 2012	Feb 5, 2019
REINIG, DARREN, MICHAEL	MANAGING MEMBER	D	yes	11/2009	Mar 15, 2012	Feb 5, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 5, 2019	$860M	$860M	10	7	0	n/a	n/a
2017	Mar 2, 2018	$949M	$949M	9	9	0	n/a	n/a
2016	Jan 6, 2017	$746M	$746M	8	7	n/a	n/a	n/a
2015	Mar 16, 2016	$542M	$542M	9	8	n/a	n/a	n/a
2014	Mar 30, 2015	$419M	$419M	9	9	n/a	n/a	n/a
2013	Mar 28, 2014	$385M	$385M	8	8	n/a	n/a	n/a
2012	Apr 1, 2013	$256M	$256M	7	6	n/a	n/a	n/a
2011	Mar 15, 2012	$164M	$164M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$860M	$949M	-9.3%	$542M	16.7%	10	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	9	Aug 8, 2019	Jan 1, 2025	SAN DIEGO, CA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (3)

← HIRSCHFELD, GARY, STEVENOwnerDIRECTOR OF FIRM ADMINISTRATION AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 6, 2017 to presentfactForm ADV
← MCKENZIE, KEITH, FRASEROwnerMANAGING MEMBER, ownership code D, individual
Mar 15, 2012 to presentfactForm ADV
← REINIG, DARREN, MICHAELOwnerMANAGING MEMBER, ownership code D, individual
Mar 15, 2012 to presentfactForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser9 advisors, firm absorbed, same day
Aug 8, 2019 to Jan 1, 2025factForm ADV

Registered with (15)

← GARY STEVEN HIRSCHFELDAdvisorregistration: previous registration
Sep 17, 2018 to Aug 8, 2019factForm ADV
← KEITH FRASER MCKENZIEAdvisorregistration: previous registration
Nov 6, 2009 to Aug 8, 2019factForm ADV
← DARREN MICHAEL REINIGAdvisorregistration: previous registration
Nov 6, 2009 to Aug 8, 2019factForm ADV
← MARGOTH ROMEROAdvisorregistration: previous registration
Jan 6, 2014 to Aug 8, 2019factForm ADV
← CYNTHIA EDYTHE GATLINAdvisorregistration: previous registration
Apr 26, 2018 to Aug 8, 2019factForm ADV
← DANIEL JAMES GOLDSTEINAdvisorregistration: previous registration
May 9, 2018 to Aug 8, 2019factForm ADV
← GREGORY JEROME JANKOWSKIAdvisorregistration: previous registration
Nov 18, 2013 to Aug 8, 2019factForm ADV
← Alexandria Nicole HarrisAdvisorregistration: previous registration
Feb 27, 2018 to Aug 8, 2019factForm ADV
← Joshua Keith HarlanAdvisorregistration: previous registration
Feb 21, 2018 to Aug 8, 2019factForm ADV
← STEPHANIE ELLEN BRYANAdvisorregistration: previous registration
May 30, 2018 to Jul 15, 2019factForm ADV
← BRETT GREGORY HUGHESAdvisorregistration: previous registration
Aug 8, 2013 to Jun 1, 2018factForm ADV
← CARL ROBINSON ADAMSAdvisorregistration: previous registration
Dec 23, 2009 to Mar 20, 2018factForm ADV
← STEWART DARRELLAdvisorregistration: previous registration
Aug 5, 2014 to Apr 27, 2016factForm ADV
← KATHLEEN LYNDA BURKEAdvisorregistration: previous registration
Apr 12, 2011 to Aug 5, 2015factForm ADV
← SCOTT TITONE KILIANAdvisorregistration: previous registration
Nov 15, 2010 to Nov 1, 2011factForm ADV

Dated events

Occurred
Mar 2, 2018
Regulatory AUM changed
Delphi Private Advisors reported RAUM $948.9M, up 27% from $746.0M (2017-09-29 to 2018-03-02)
Form ADVobserved 4 days ago
$203M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:fe54eb0b-c68f-61e2-4e3b-4dd6aa1f663e
First observed: Mar 15, 2012
Last observed: Feb 5, 2019 92 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DELPHI PRIVATE ADVISORS

DELPHI PRIVATE ADVISORS, LLC, CRD 151135

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:fe54eb0b-c68f-61e2-4e3b-4dd6aa1f663e

Data as of Feb 5, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HIRSCHFELD, GARY, STEVEN

DIRECTOR OF FIRM ADMINISTRATION AND CHIEF COMPLIANCE OFFICER

yes

12/2016

Jan 6, 2017

Feb 5, 2019

MCKENZIE, KEITH, FRASER

MANAGING MEMBER

yes

11/2009

Mar 15, 2012

Feb 5, 2019

REINIG, DARREN, MICHAEL

MANAGING MEMBER

yes

11/2009

Mar 15, 2012

Feb 5, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 5, 2019

$860M

n/a

2017

Mar 2, 2018

$949M

n/a

2016

Jan 6, 2017

$746M

n/a

2015

Mar 16, 2016

$542M

n/a

2014

Mar 30, 2015

$419M

n/a

2013

Mar 28, 2014

$385M

n/a

2012

Apr 1, 2013

$256M

n/a

2011

Mar 15, 2012

$164M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$860M

$949M

-9.3%

$542M

16.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Aug 8, 2019

Jan 1, 2025

SAN DIEGO, CA

Firm absorbed

RIA to ibd

100.0%