DFX Intelligence

B•••• M••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

B•••• M••• S••••••••

Advisor at B••• C••• F•••••••• A•••••••• L••

newport beach, CA | EAST PROVIDENCE, RI

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Search this name across graphsid dfx:ria:60241424-0bae-612e-3450-5b78afb9b341

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• C••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• C••• F•••••••• A•••••••• L••	Independent wealth	Aug 17, 2026	n/a	yes	newport beach, CA\|EAST PROVIDENCE, RI	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 16, 2016	Aug 31, 2026	no	NEWPORT BEACH, CA\|LONG BEACH, CA\|HENDERSON, NV\|RENO, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	B••• C••• F•••••••• A•••••••• L••	Aug 31, 2026	Aug 17, 2026	-14	Firm change	Other
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Sep 30, 2016	Sep 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:11025:CA:2016-09-30	Sep 30, 2016	Sep 16, 2016	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (4)

→ B••• C••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 16, 2016 to Aug 31, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 22, 2010 to Sep 30, 2016factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60241424-0bae-612e-3450-5b78afb9b341
First observed: Feb 12, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.