DFX Intelligence

D••••• G••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D••••• G••• M••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Osceola, IN | MISHAWAKA, IN

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jun 2, 2025	n/a	yes	MISHAWAKA, IN\|Osceola, IN	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 9, 2014	Jun 3, 2025	no	ELKHART, IN\|SOUTH BEND, IN\|ELKHART, IN\|SOUTH BEND, IN\|ELKHART, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	R•••••• J•••• • A••••••••• I•••	Jun 3, 2025	Jun 2, 2025	-1	Firm change	Wirehouse to ibd
F•••• T•••• S••••••••• I•••	J••• M••••• S••••••••• L••	Jan 10, 2014	Jan 9, 2014

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 9, 2014 to Jun 3, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 6, 2012 to Jan 10, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
3 Jun 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 2, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.