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Advisor at FLAGSTAR SECURITIES, INC.
New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FLAGSTAR SECURITIES, INC. | Independent wealth | Oct 22, 2021 | n/a | yes | NEW YORK, NY|New York, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 7, 2020 | Aug 10, 2021 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FLAGSTAR SECURITIES, INC. | Aug 10, 2021 | Oct 22, 2021 | 73 | Firm change | Wirehouse to RIA |