DFX Intelligence

A•• T••• D•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A•• T••• D•••• H••••

Advisor at S•• W•••••

CHARLOTTE, NC | Menlo Park, CA

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Search this name across graphsid dfx:ria:6042dd5b-25c9-f7dd-8d81-48d60ee60be0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	May 4, 2026	n/a	yes	CHARLOTTE, NC\|Menlo Park, CA	Current employment
S•• W•••••	Independent wealth	Jun 28, 2022	n/a	yes	Menlo Park, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• S••••••• I•••	S•• W•••••	Jul 29, 2022	Jun 28, 2022	-31	Bulk transfer	Ibd to RIA

Relationships

Registered with (3)

→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: current employment
Jun 28, 2022 to presentfactForm ADV
→ S•• I••••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2021 to Jul 29, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6042dd5b-25c9-f7dd-8d81-48d60ee60be0
First observed: Apr 14, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.