DFX Intelligence

J••• T• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

J••• T• M••••••••

Advisor at M••••• A•••••••• L••

OMAHA, NE | Sweetwater, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Oct 12, 2017	n/a	yes	Sweetwater, TX\|OMAHA, NE	Current employment
I••••••••• C•••••• O• A••••••• I•••	Former SEC adviser	Sep 29, 2003	Oct 12, 2017	no	SWEETWATER, TX\|SWEETWATER, TX\|SWEETWATER, TX\|ROTAN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	M••••• A•••••••• L••	Oct 12, 2017	Oct 12, 2017	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
16443:167658:TX:2017-10-12	Oct 12, 2017	Oct 12, 2017	ROTAN, TX	Firm change

Relationships

Registered with (2)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Oct 12, 2017 to presentfactForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2003 to Oct 12, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 29, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.