DFX Intelligence

L•• D•••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

L•• D•••••• B•••••••••

Advisor at A••••••••• I••••••••• A•••••••

Nashville, IL

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Search this name across graphsid dfx:ria:6055ef93-2428-a0f8-0479-215f6cd66d36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• A•••••••	Mixed wealth	Jul 31, 2024	n/a	yes	Nashville, IL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 19, 2016	Aug 2, 2024	no	NASHVILLE, IL\|JANESVILLE, WI\|AUSTIN, TX\|Lexington, KY\|EAGLE, ID\|Eagle, ID\|Lexington, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	A••••••••• I••••••••• A•••••••	Aug 2, 2024	Jul 31, 2024	-2	Firm change	Ibd to RIA
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016	Apr 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:309550:KY:2024-08-02	Aug 2, 2024	Jul 31, 2024	LEXINGTON, KY	Firm change

Relationships

Registered with (4)

→ A••••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Jul 31, 2024 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Aug 2, 2024factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
May 20, 2009 to Sep 22, 2016factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

Occurred
Aug 2, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6055ef93-2428-a0f8-0479-215f6cd66d36
First observed: Dec 5, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.