This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$223MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$213M

Private client RAUM

$211MderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$111Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

276

Individual clients

23

High net worth clients

54

Custody, client assets

$172M

SEC number

801-70121

CRD

149509

Filings on the tape

24

First filed

Jan 31, 2012

Latest filed

Mar 30, 2026

Organised

Limited Liability Company, CO

• Occurred

  Jan 18, 2019
  Control person joined

  Kenneth Michael Haines (Chief Compliance Officer & Chief Investment Officer) appeared on Schedule A of Essential Investment Partners, Llc

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:605b0ef6-5264-0724-ee34-a5736b53e91a

First observed

Jan 31, 2012

Last observed

Mar 30, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.