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D•••••• J••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)33 years in industry

D•••••• J••••• P•••

Advisor at I••• A•••••••• I•••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:0bf41ab1-3540-ba84-759e-ec5b96236c5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••• A•••••••• I•••	Other adviser	Jun 20, 2013	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
E•••••••• I••••••••• P•••••••• L••	Independent wealth	May 18, 2009	Mar 21, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• I••••••••• P•••••••• L••	I••• A•••••••• I•••	Mar 21, 2011	Jun 20, 2013	822	Firm change after gap	Other
Q•••••• C•••••• M••••••••• L••	E•••••••• I••••••••• P•••••••• L••	Sep 2, 2008

Relationships

Registered with (3)

→ I••• A•••••••• I•••Registered adviserregistration: current employment
Jun 20, 2013 to presentfactForm ADV
→ E•••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
May 18, 2009 to Mar 21, 2011factForm ADV
→ Q•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 2, 2008 to Sep 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0bf41ab1-3540-ba84-759e-ec5b96236c5f
First observed: May 7, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.