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Advisor at CLADIS INVESTMENT ADVISORY LLC
BILLINGS, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLADIS INVESTMENT ADVISORY LLC | Independent wealth | Jan 25, 2013 | n/a | yes | BILLINGS, MT | Current employment |
| CAPSTONE WEALTH | Independent wealth | Feb 5, 2007 | Jul 16, 2010 | no | BILLINGS, MT | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 28, 2006 | Dec 18, 2006 | no | BILLINGS, MT|BILLINGS, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPSTONE WEALTH | CLADIS INVESTMENT ADVISORY LLC | Jul 16, 2010 | Jan 25, 2013 | 924 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | CAPSTONE WEALTH | Dec 18, 2006 | Feb 5, 2007 | 49 | Firm change | Other |