This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$354MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$336M

Private client RAUM

$316MderivedItem 5.D individuals plus high net worth individuals

Private client share

89%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$59.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

8

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

508

Individual clients

75

High net worth clients

84

SEC number

801-132460

CRD

130128

Filings on the tape

5

First filed

Feb 21, 2012

Latest filed

Mar 25, 2026

Organised

Corporation, MT

Website

capstoneretire.com

• Occurred

  Mar 19, 2025
  Regulatory AUM changed

  Capstone Wealth reported RAUM $301.1M, up 459% from $53.8M (2012-02-27 to 2025-03-19)

  Form ADVobserved 4 days ago
  $247M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:87360ea1-c156-634e-2fa5-c7ba46a33221

First observed

Feb 21, 2012

Last observed

Mar 25, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.