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RIA / WealthAdvisorCertified Financial Planner16 years in industry

ALAN MICHAEL RHODE

Advisor at MODERN WEALTH LLC

BLUE BELL, PA

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Search this name across graphsid dfx:ria:607c9ce5-7d28-754b-01ff-15b29b7a3a49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 23, 2009
First registration: Feb 12, 2011
Dual registered: no
Other names: ALAN M RHODE
IAPD individual key: 5637499

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH LLC	State registered	Apr 3, 2019	n/a	yes	BLUE BELL, PA	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Feb 26, 2018	Nov 13, 2018	no	NORTH WALES, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 26, 2014	Aug 19, 2015	no	Limerick, PA\|Limerick, PA\|Langhorne, PA	Previous registration
MYCIO WEALTH PARTNERS, LLC	Independent wealth	Nov 6, 2013	Jan 2, 2014	no	PHILADELPHIA, PA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Apr 27, 2011	Sep 6, 2013	no	PHILADELPHIA, PA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 12, 2011	Apr 11, 2011	no	JENKINTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	MODERN WEALTH LLC	Nov 13, 2018	Apr 3, 2019	141	Firm change	RIA to state RIA
AMERIPRISE FINANCIAL SERVICES, LLC	UNITED CAPITAL FINANCIAL ADVISORS	Aug 19, 2015	Feb 26, 2018	922	Firm change after gap	Other
MYCIO WEALTH PARTNERS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 2, 2014	Mar 26, 2014	83	Firm change	Other
JANNEY MONTGOMERY SCOTT LLC	MYCIO WEALTH PARTNERS, LLC	Sep 6, 2013	Nov 6, 2013	61	Firm change	Other
MORGAN STANLEY	JANNEY MONTGOMERY SCOTT LLC	Apr 11, 2011	Apr 27, 2011	16	Firm change	Other

Relationships

Registered with (6)

→ MODERN WEALTH LLCRegistered adviserregistration: current employment
Apr 3, 2019 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 26, 2018 to Nov 13, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 26, 2014 to Aug 19, 2015factForm ADV
→ MYCIO WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Nov 6, 2013 to Jan 2, 2014factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Apr 27, 2011 to Sep 6, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 12, 2011 to Apr 11, 2011factForm ADV

Dated events

No dated event names this entity yet.