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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PNC MEZZANINE MANAGEMENT CORP

CRD 157565

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:607ccafb-a6c1-da5b-13b8-d3e20394b316

Data as of May 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 2
Observed: Feb 2, 2012 to May 31, 2016
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

PNC Mezzanine Management Corp

Private equity manager · shared crd

Private Creditidentity

PNC Mezzanine Management Corp

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $215MItem 5.F on the latest filing (2016-05-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $215M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 11
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $197Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-73142
CRD: 157565
Filings on the tape: 15
First filed: Feb 2, 2012
Latest filed: May 31, 2016
Organised: Corporation, Pennsylvania

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PNC MEZZANINE PARTNERS III, L.P.	Private Equity Fund	$39.1M	Jun 2, 2022	25	Feb 2, 2012	reported	021-82814

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAIR, DAVID, JAMES	DIRECTOR, PRESIDENT	Na	yes	09/2005	Feb 2, 2012	May 31, 2016
CHISTE, PETER, MATHEW	Director	Na	yes	09/2005	Feb 2, 2012	May 31, 2016
GURGOVITS, JENNIFER, WHITE	CHIEF FINANCIAL OFFICER	Na	yes	05/2012	May 23, 2012	May 31, 2016
PNC HOLDING, LLC	SOLE SHAREHOLDER	E	yes	09/2005	Feb 2, 2012	May 31, 2016
STEWART, MICHAEL, RICHARD	CHIEF COMPLIANCE OFFICER	Na	yes	03/2015	Mar 30, 2015	May 31, 2016
THE PNC FINANCIAL SERVICES GROUP, INC.	SOLE MEMBER	E	yes	11/1991	Feb 2, 2012	May 31, 2016
WALSH, PRESTON, GREGORY	Director	Na	yes	09/2005	Feb 2, 2012	May 31, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PNC CAPITAL ADVISORS LLC	n/a	Other adviser	$51B	N	yes	n/a
PNC INVESTMENTS LLC	n/a	Bd affiliated wealth	$30B	N	yes	n/a
PNC TC, LLC	n/a	Asset manager	$3.6B	N	yes	n/a
PNC STEEL CITY ADVISORS, LLC	n/a	Asset manager	$2.7B	N	yes	n/a
ALLEGHENY CAPITAL PARTNERS II, LLC	n/a	n/a	n/a	N	yes	n/a
ALLEGHENY CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
ALLEGHENY MEZZANINE PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
HARRIS WILLIAMS LLC	n/a	n/a	n/a	N	yes	n/a
PNC BANK, NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	Pa
PNC CAPITAL MARKETS LLC	n/a	n/a	n/a	N	yes	n/a
SOLEBURY CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$215M	$215M	15	11	n/a	1	$197M
2014	Mar 30, 2015	$192M	$192M	15	10	n/a	1	$167M
2013	Mar 31, 2014	$276M	$276M	15	10	n/a	1	$226M
2012	Apr 1, 2013	$268M	$268M	15	10	n/a	1	$226M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$215M	$192M	11.5%	$268M	-7.2%	15	15	n/a	n/a

Relationships

Advises (1)

→ PNC MEZZANINE PARTNERS III, L.P.Private fundPrivate Equity Fund, ERA
Feb 2, 2012 to presentfactForm ADV

Affiliated with (5)

→ PNC WEALTH MANAGEMENTRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PNC STEEL CITY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PNC REAL ESTATERegistered adviserother investment adviser, common control
factForm ADV
← NATIONAL CITY EQUITY PARTNERS, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (7)

← WALSH, PRESTON, GREGORYOwnerDIRECTOR, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← STEWART, MICHAEL, RICHARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← CHISTE, PETER, MATHEWOwnerDIRECTOR, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← BLAIR, DAVID, JAMESOwnerDIRECTOR, PRESIDENT, ownership code NA, individual
Feb 2, 2012 to presentfactForm ADV
← GURGOVITS, JENNIFER, WHITEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
May 23, 2012 to presentfactForm ADV
← PNC HOLDING, LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Feb 2, 2012 to presentfactForm ADV
← THE PNC FINANCIAL SERVICES GROUP, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Feb 2, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:607ccafb-a6c1-da5b-13b8-d3e20394b316
First observed: Feb 2, 2012
Last observed: May 31, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PNC MEZZANINE MANAGEMENT CORP

CRD 157565

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:607ccafb-a6c1-da5b-13b8-d3e20394b316

Data as of May 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PNC MEZZANINE PARTNERS III, L.P.

Private Equity Fund

$39.1M

Jun 2, 2022

Feb 2, 2012

reported

021-82814

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAIR, DAVID, JAMES

DIRECTOR, PRESIDENT

yes

09/2005

Feb 2, 2012

May 31, 2016

CHISTE, PETER, MATHEW

Director

yes

09/2005

Feb 2, 2012

May 31, 2016

GURGOVITS, JENNIFER, WHITE

CHIEF FINANCIAL OFFICER

yes

05/2012

May 23, 2012

May 31, 2016

PNC HOLDING, LLC

SOLE SHAREHOLDER

yes

09/2005

Feb 2, 2012

May 31, 2016

STEWART, MICHAEL, RICHARD

CHIEF COMPLIANCE OFFICER

yes

03/2015

Mar 30, 2015

May 31, 2016

THE PNC FINANCIAL SERVICES GROUP, INC.

SOLE MEMBER

yes

11/1991

Feb 2, 2012

May 31, 2016

WALSH, PRESTON, GREGORY

Director

yes

09/2005

Feb 2, 2012

May 31, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PNC CAPITAL ADVISORS LLC

n/a

Other adviser

$51B

yes

n/a

PNC INVESTMENTS LLC

n/a

Bd affiliated wealth

$30B

yes

n/a

PNC TC, LLC

n/a

Asset manager

$3.6B

yes

n/a

PNC STEEL CITY ADVISORS, LLC

n/a

Asset manager

$2.7B

yes

n/a

ALLEGHENY CAPITAL PARTNERS II, LLC

n/a

yes

n/a

ALLEGHENY CAPITAL PARTNERS, LLC

n/a

yes

n/a

ALLEGHENY MEZZANINE PARTNERS, LLC

n/a

yes

n/a

HARRIS WILLIAMS LLC

n/a

yes

n/a

PNC BANK, NATIONAL ASSOCIATION

n/a

yes

PNC CAPITAL MARKETS LLC

n/a

yes

n/a

SOLEBURY CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$215M

n/a

$197M

2014

Mar 30, 2015

$192M

n/a

$167M

2013

Mar 31, 2014

$276M

n/a

$226M

2012

Apr 1, 2013

$268M

n/a

$226M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$215M

$192M

11.5%

$268M

-7.2%

n/a