DFX Intelligence

P•• S•••• C••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

P•• S•••• C••• A•••••••• L••

CRD 172658

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:c3f1023e-96f0-4c8c-ba78-f1c9dcba34cf

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 0
Observed: Oct 31, 2014 to May 15, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $2.7B••• Locked
Discretionary RAUM: $18.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• D•••••• D•••••	BOARD OF M••••••S	Na	yes	07/2022	Mar 30, 2023	Mar 27, 2024
M••••••••• B••••• S••••	PRESIDENT AND M••••••	Na	yes	07/2014	Oct 31, 2014	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•• C•••••• A••••••• L••	n/a	Other adviser	$51B	N	yes	n/a
P•• I••••••••• L••	n/a	Bd affiliated wealth	$30B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	3	no
BOCA RATON	FL	United States	1	no
Baltimore	Md	United States	1	no
EAST BRUNSWICK	Nj	United States	1	no
Cleveland	Oh	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$666M	308.2%	$42.2M	300.9%	12	15	3	3

Relationships

Affiliated with (7)

← P•• W••••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
← P•• R••• E•••••Registered adviserother investment adviser, common control
factForm ADV
→ P•• W••••• M•••••••••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ P•• C•••••• A••••••• L••Registered adviserother investment adviser, common control

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.0B
Occurred
Nov 5, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.0B
Occurred
Mar 27, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$133M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3f1023e-96f0-4c8c-ba78-f1c9dcba34cf
First observed: Oct 31, 2014
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.