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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

DAWN DURBIN

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Gaithersburg, MD | NORTH BETHESDA, MD | FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:607f4583-d591-6110-b7b3-2d7dcdd5d216

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 22, 2006
First registration: Jul 24, 2006
Dual registered: yes, broker-dealer
Other names: DAWN MARIE DURBIN
IAPD individual key: 4285668

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2014	n/a	yes	NORTH BETHESDA, MD\|FLORHAM PARK, NJ\|Gaithersburg, MD	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 9, 2014	no	VIENNA, VA\|Mclean, VA\|RESTON, VA\|Mclean, VA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	VIENNA, VA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 24, 2006	Apr 2, 2007	no	BETHESDA, MD\|VIENNA, VA\|BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 9, 2014	Jun 9, 2014	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	Bulk transfer	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jun 9, 2014 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 9, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 24, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.