DFX Intelligence

W•••••• W• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner17 years in industry

W•••••• W• M•••••

Advisor at L••• A•• R•••••••

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:608a5d21-4d32-df37-b9b7-cf4030069447

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• A•• R•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• A•• R•••••••	Independent wealth	Jan 1, 2025	n/a	yes	HIGHLANDS RANCH, CO	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	May 13, 2020	Jun 14, 2024	no	Denver, CO\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	L••• A•• R•••••••	Jun 14, 2024	Jan 1, 2025	201	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	C••••••••• F•••••••• N••••••	May 18, 2020	May 13, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:8032:CO:2020-05-18	May 18, 2020	May 13, 2020	PARKER, CO	Firm change

Relationships

Registered with (3)

→ L••• A•• R•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
May 13, 2020 to Jun 14, 2024factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 11, 2016 to May 18, 2020factForm ADV

Dated events

Occurred
Jun 14, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:608a5d21-4d32-df37-b9b7-cf4030069447
First observed: Aug 11, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.