DFX Intelligence

R••••• M•••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R••••• M•••••• Y••••

Advisor at N•••••• A•••••••

Memphis, TN | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:608efeaa-32ae-6d72-f0e3-00e3d20a8103

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Jun 17, 2026	n/a	yes	Memphis, TN\|NEW ORLEANS, LA	Current employment
E••••• J••••	National bd RIA	Jun 10, 2016	Jun 18, 2026	no	LAKELAND, TN\|LAKELAND, TN\|ST LOUIS, MO\|MEMPHIS, TN\|Cordova, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	N•••••• A•••••••	Jun 18, 2026	Jun 17, 2026	-1	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 10, 2016 to Jun 18, 2026factForm ADV

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
R••••• M•••••• Y•••• left E••••• J•••• for N•••••• A••••••• (registered 2026-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:608efeaa-32ae-6d72-f0e3-00e3d20a8103
First observed: Jun 10, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.