DFX Intelligence

K••••••• L•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

K••••••• L•••• P•••••

Advisor at S••••••••• W••••• L••

JUPITER, FL

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Search this name across graphsid dfx:ria:609187f0-3c77-d6a1-6fbd-7e25ae13ffdb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• L••	Independent wealth	Sep 24, 2018	n/a	yes	JUPITER, FL	Current employment
D••••• D••••• • C••••••	Former SEC adviser	Mar 3, 2005	Dec 26, 2018	no	DELRAY BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• D••••• • C••••••	S••••••••• W••••• L••	Dec 26, 2018	Sep 24, 2018	-93	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ S••••••••• W••••• L••Registered adviserregistration: current employment
Sep 24, 2018 to presentfactForm ADV
→ D••••• D••••• • C••••••Registered adviserregistration: previous registration
Mar 3, 2005 to Dec 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:609187f0-3c77-d6a1-6fbd-7e25ae13ffdb
First observed: Mar 3, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.