DFX Intelligence

S••••••••• W••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

S••••••••• W••••• L••

CRD 286669

JUPITER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be47f653-dd55-5660-5b5c-0065b827051e

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 55
Dated events: 12
On other graphs: 0
Observed: Feb 10, 2017 to Jun 3, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8B••• Locked
Discretionary RAUM: $1.7B
Private client RAUM: $1.5Bderived••• Locked
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $104Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• A••• D••••••	n/a	JUPITER, FL	9	39	5	no
K••••••• L•••• P•••••	Chartered Financial Analyst	JUPITER, FL	7	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• S•••••• A•••	FOUNDER, CO-CEO	Na	yes	01/2017	Jun 3, 2026	Jun 3, 2026
S••••••••• H•••••••• L••	Owner	D	yes	12/2021	Jun 3, 2026	Jun 3, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••• K•••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Davie	FL	United States	3	no
Madison	Wi	United States	3	no
BOCA RATON	FL	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.7B	6.6%	$952M	22.8%	28	29	2	3

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••• P••••••••• A•••••••• I••	2	Oct 23, 2020	May 3, 2021	BOCA RATON, FL	Team lift out	RIA to RIA	28.6%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• S••••••	2	Aug 2, 2023	Aug 17, 2023	PALM BEACH GARDENS, FL	Team lift out	Wirehouse to RIA	0.0%
S••••••••• P•••••• C•••••	2	Mar 26, 2020	Mar 13, 2020

Relationships

Registered with (25)

← E••• K•••••••• G•••••••••Advisorregistration: current employment
Sep 29, 2025 to presentfactForm ADV
← J••••• B•••• R••••••Advisorregistration: current employment
Mar 22, 2024 to presentfactForm ADV
← J•••• A•••••• M••••Advisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← K•••••• P••••••

Dated events

Occurred
Oct 18, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 18, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be47f653-dd55-5660-5b5c-0065b827051e
First observed: Feb 10, 2017
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← D••••••• S•••••• A•••OwnerMANAGING MEMBER, ownership code C, individual
Feb 10, 2017 to Nov 26, 2024factForm ADV
← S••••••• J••••• A•••OwnerVICE PRESIDENT, ownership code F, individual
Oct 18, 2024 to Nov 26, 2024factForm ADV
← T•••• K••••• D••••••OwnerOWNER, ownership code D, individual
Oct 18, 2024 to Nov 26, 2024factForm ADV
← T•••••••• P••••••• E•••••OwnerMANAGING MEMBER, ownership code D, individual
Feb 10, 2017 to Nov 26, 2024factForm ADV
← S••••••• P•••• J•••••OwnerTRUSTEE, ownership code F, individual
Oct 18, 2024 to Nov 26, 2024factForm ADV
← S••••••• J••••• C••••••••OwnerTRUSTEE, ownership code F, individual
Oct 18, 2024 to Nov 26, 2024factForm ADV
← S••••••• T•••••• A••••••OwnerBENEFICIARY, ownership code C, individual
Oct 18, 2024 to Nov 26, 2024factForm ADV
← J•• T••• T••••OwnerL•••••• PARTNER OWNER, ownership code E, foreign entity
Oct 18, 2024 to Nov 26, 2024factForm ADV
← S••••••••• H•••••••• L••OwnerOWNER, ownership code D, domestic entity
Jan 6, 2022 to Nov 26, 2024factForm ADV
← T••••••••• P••••••• ••••••• L•••••• P••••••••• I•OwnerSHARE-HOLDER OWNER, ownership code E, foreign entity
Oct 18, 2024 to Nov 26, 2024factForm ADV
← T••••••••• P••••••• G• I• L••••••OwnerGENERAL PARTNER, ownership code F, foreign entity
Oct 18, 2024 to Nov 26, 2024factForm ADV
← T••••••••• P••••••• I••OwnerLP OWNER, ownership code E, domestic entity
Oct 18, 2024 to Nov 26, 2024factForm ADV
← T••••••••• W••••• P••••••• I••OwnerGP, ownership code F, domestic entity
Oct 18, 2024 to Nov 26, 2024factForm ADV
← T••••••••• W••••• P••••••• L•OwnerOWNER/MEMBER, ownership code C, domestic entity
Oct 18, 2024 to Nov 26, 2024factForm ADV