This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL ENTERPRISE, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Jan 14, 2022

First registration

Jan 20, 2022

Dual registered

yes, broker-dealer

Other names

Rory William Conner

IAPD individual key

4798667

• Occurred

  Nov 4, 2024
  Advisor changed firm

  Rory William Conner left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Enterprise, Llc (registered 2025-06-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6098d296-2b29-8be2-3b8e-4eb0159760d1

First observed

Jan 20, 2022

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.