DFX Intelligence

K••••••• A••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

K••••••• A••• L••••••

Advisor at P••••• W••••• M•••••••••

THE VILLAGES, FL

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Search this name across graphsid dfx:ria:60a28612-e556-d81f-d02b-3fb56853943f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 2, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W••••• M•••••••••	Independent wealth	May 2, 2014	n/a	yes	THE VILLAGES, FL	Current employment
C• A••••••• S•••••••	Independent wealth	Jun 14, 2016	Jun 28, 2017	no	THE VILLAGES, FL\|Durango, CO\|WILLIAMSTON, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• A••••••• S•••••••	n/a	Jun 28, 2017	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ P••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 2, 2014 to Dec 31, 2015factForm ADV
→ C• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 14, 2016 to Jun 28, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60a28612-e556-d81f-d02b-3fb56853943f
First observed: May 2, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.