DFX Intelligence

K•••••••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner43 years in industry

K•••••••• S•••• M•••••

Advisor at W•••• K••••• S•••••••• W••••• A•••••••• L••

LAWRENCEVILLE, NJ

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Search this name across graphsid dfx:ria:60a295c9-00ee-39ad-493c-cb40f611b6ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• K••••• S•••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• K••••• S•••••••• W••••• A•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	LAWRENCEVILLE, NJ	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 30, 2002	Jul 23, 2019	no	PRINCETON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• K••••• S•••••••• W••••• A•••••••• L••	Jul 23, 2019	Jan 1, 2026	2,354	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:302098:NJ:2019-07-23	Jul 23, 2019	Jan 1, 2026	PRINCETON, NJ	Firm change after gap

Relationships

Registered with (2)

→ W•••• K••••• S•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 30, 2002 to Jul 23, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60a295c9-00ee-39ad-493c-cb40f611b6ec
First observed: Jul 30, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.