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Advisor at GUARDIAN WEALTH ADVISORS, LLC
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GUARDIAN WEALTH ADVISORS, LLC | Independent wealth | Jun 1, 2022 | n/a | yes | RALEIGH, NC | Current employment |
| APTUS CAPITAL ADVISORS, LLC | Independent wealth | Jan 7, 2019 | May 11, 2022 | no | RALEIGH, NC|FAIRHOPE, AL | Previous registration |
| GORDON ASSET MANAGEMENT, LLC | Former SEC adviser | Nov 9, 2017 | Feb 15, 2019 | no | DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| APTUS CAPITAL ADVISORS, LLC | GUARDIAN WEALTH ADVISORS, LLC | May 11, 2022 | Jun 1, 2022 | 21 | Firm change | RIA to RIA |
| GORDON ASSET MANAGEMENT, LLC | APTUS CAPITAL ADVISORS, LLC | Feb 15, 2019 | Jan 7, 2019 | -39 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 167626:305412:AL:2022-05-11 | May 11, 2022 | Jun 1, 2022 | FAIRHOPE, AL | Firm change |
| 118471:167626:NC:2019-02-01 | Feb 15, 2019 | Jan 7, 2019 | DURHAM, NC | Firm change after gap |