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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

APTUS CAPITAL ADVISORS, LLC

CRD 167626

FAIRHOPE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f01493b2-cfde-d243-833f-0eef7434c8ad

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 19
On other graphs: 0
Observed: Apr 15, 2016 to Jul 22, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.76 fund_share=0.24 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $14BItem 5.F on the latest filing (2026-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13B
Private client RAUM: $11BderivedItem 5.D individuals plus high net worth individuals
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 18
RAUM per advisor: $786Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 40
Advisory employees: 26
Offices: 16Schedule D 1.F, beyond the principal office
Accounts: 12,707
Individual clients: 10,335
High net worth clients: 2,358
SEC number: 801-107723
CRD: 167626
Filings on the tape: 48
First filed: Apr 15, 2016
Latest filed: Jul 22, 2026
Organised: Limited Liability Company, AL
Website: aptuscapitaladvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN DAVID GARDNER	Chartered Financial Analyst	FAIRHOPE, AL	13	15	3	no
JOHN WILLIAM GOLDSBERRY	n/a	FAIRHOPE, AL	11	12	n/a	no
BECKHAM DAVID WYRICK	Certified Financial Planner\|Chartered Financial Analyst	FAIRHOPE, AL	10	10	n/a	no
DEREK JAMES HERNQUIST	n/a	FAIRHOPE, AL \| CHARLOTTE, NC	8	16	1	no
WILLIAM CARROLL GARDNER	n/a	HOMEWOOD, AL \| FAIRHOPE, AL	7	12	n/a	no
MARK ALAN CALLAHAN	n/a	FAIRHOPE, AL \| DALLAS, TX	7	24	2	no
JOHN LUKE TYNER	Chartered Financial Analyst	FAIRHOPE, AL	6	11	n/a	no
David W Wagner	Chartered Financial Analyst	Cincinnati, OH \| FAIRHOPE, AL	6	12	n/a	no
BRADLEY Joseph RAPKING	Chartered Financial Analyst	FAIRHOPE, AL	6	11	n/a	no
JAMES GERALD YAHOUDY	n/a	Grapevine, TX \| FAIRHOPE, AL	5	16	3	no
Joseph Robert King	n/a	FAIRHOPE, AL	4	10	n/a	no
JOSEPH ROBERT NATHANIEL SYKORA	Chartered Financial Analyst	Fairhope, AL \| FAIRHOPE, AL	4	16	n/a	no
William Herbert Graham	n/a	FAIRHOPE, AL	4	12	n/a	no
Jacob Martin Marriott	n/a	FAIRHOPE, AL \| NAPLES, FL	1	13	4	no
Tenzin Phuntsok	n/a	FAIRHOPE, AL	1	13	3	no
MATTHEW MCGOWAN	n/a	FAIRHOPE, AL \| St. Petersburg, FL	0	11	1	yes
JOHN ROBERT GUAGLIARDO	n/a	FAIRHOPE, AL	0	28	5	yes
Alexandra Elizabeth Romero	n/a	FAIRHOPE, AL	0	11	n/a	no
Thomas Vincent Winkler	n/a	FAIRHOPE, AL \| MT. PLEASANT, SC	0	20	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APTUS HOLDINGS, LLC	Owner	D	yes	12/2021	Mar 30, 2018	Dec 11, 2024
APTUS MIDCO, LLC	Owner	E	yes	12/2021	Jan 13, 2022	Dec 11, 2024
GARDNER, JOHN, DAVID	Owner	D	yes	01/2018	Apr 15, 2016	Dec 11, 2024
WICKMANN, BRETT, MATHEW	CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	Mar 30, 2021	Dec 11, 2024
GARDNER, JOHN, DAVID	ELECTED MANAGER	F	no	12/2021	Apr 15, 2016	Dec 11, 2024
GARDNER, WILLIAM, CARROLL	ELECTED MANAGER	F	no	12/2021	Mar 30, 2021	Dec 11, 2024
GARDNER, WILLIAM, CARROLL	Member	F	no	01/2019	Mar 30, 2021	Dec 11, 2024
GOLDSBERRY, JOHN, WILLIAM	ELECTED MANAGER	F	no	12/2021	Feb 8, 2017	Dec 11, 2024
GOLDSBERRY, JOHN, WILLIAM	Member	F	no	01/2018	Feb 8, 2017	Dec 11, 2024
HERNQUIST, DEREK, JAMES	Member	F	no	12/2019	Mar 30, 2021	Dec 11, 2024
HERNQUIST, DEREK, JAMES	ELECTED MANAGER	F	no	12/2021	Mar 30, 2021	Dec 11, 2024
WYRICK, BECKHAM, DAVID	ELECTED MANAGER	F	no	12/2021	Feb 8, 2017	Dec 11, 2024
WYRICK, BECKHAM, DAVID	Member	F	no	01/2018	Feb 8, 2017	Dec 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Birmingham	Al	United States	7	no
Homewood	Al	United States	1	no
Piedmont	CA	United States	1	no
ST. PETERSBURG	FL	United States	1	no
Gibsonia	Pa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$14B	$13B	40	26	16	n/a	n/a
2024	Mar 31, 2025	$9.9B	$9.3B	36	19	17	n/a	n/a
2023	Mar 27, 2024	$5.3B	$4.7B	24	16	13	n/a	n/a
2022	Mar 31, 2023	$4.2B	$2.8B	21	16	8	n/a	n/a
2021	Mar 30, 2022	$4.0B	$2.7B	25	20	9	n/a	n/a
2020	Mar 30, 2021	$2.5B	$2.0B	22	17	6	n/a	n/a
2019	Mar 27, 2020	$1.4B	$1.2B	24	21	5	n/a	n/a
2018	Mar 29, 2019	$1.2B	$1.2B	21	18	5	n/a	n/a
2017	Mar 30, 2018	$292M	$289M	4	4	1	n/a	n/a
2016	Feb 8, 2017	$35.3M	$35.3M	4	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	1	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$14B	$9.9B	43.5%	$4.2B	49.3%	40	36	16	17

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GUARDIAN WEALTH ADVISORS, LLC	7	May 11, 2022	Jun 7, 2022	FAIRHOPE, AL	Team lift out	RIA to RIA	35.0%
WILLIAMS FINANCIAL GROUP	2	Sep 28, 2020	Sep 4, 2020	FAIRHOPE, AL	Team lift out	RIA to new firm	11.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GORDON ASSET MANAGEMENT, LLC	5	Feb 1, 2019	Feb 8, 2019	DURHAM, NC	Firm absorbed	RIA to RIA	62.5%
GORDON ASSET MANAGEMENT, LLC	3	Jan 7, 2019	Jan 8, 2019	DURHAM, NC	Team lift out	RIA to RIA	27.3%

Relationships

Registered with (30)

← Alexandra Elizabeth RomeroAdvisorregistration: current employment
Oct 24, 2025 to presentfactForm ADV
← JOHN ROBERT GUAGLIARDOAdvisorregistration: current employment
Oct 3, 2025 to presentfactForm ADV
← MATTHEW MCGOWANAdvisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← Jacob Martin MarriottAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← Tenzin PhuntsokAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← William Herbert GrahamAdvisorregistration: current employment
Apr 18, 2022 to presentfactForm ADV
← JOSEPH ROBERT NATHANIEL SYKORAAdvisorregistration: current employment
Apr 11, 2022 to presentfactForm ADV
← Joseph Robert KingAdvisorregistration: current employment
Apr 1, 2022 to presentfactForm ADV
← JAMES GERALD YAHOUDYAdvisorregistration: current employment
Nov 17, 2020 to presentfactForm ADV
← BRADLEY Joseph RAPKINGAdvisorregistration: current employment
Jul 31, 2020 to presentfactForm ADV
← David W WagnerAdvisorregistration: current employment
Jul 15, 2020 to presentfactForm ADV
← JOHN LUKE TYNERAdvisorregistration: current employment
Jan 9, 2020 to presentfactForm ADV
← MARK ALAN CALLAHANAdvisorregistration: current employment
May 10, 2019 to presentfactForm ADV
← WILLIAM CARROLL GARDNERAdvisorregistration: current employment
Nov 7, 2018 to presentfactForm ADV
← DEREK JAMES HERNQUISTAdvisorregistration: current employment
Apr 3, 2018 to presentfactForm ADV
← BECKHAM DAVID WYRICKAdvisorregistration: current employment
Apr 25, 2016 to presentfactForm ADV
← JOHN WILLIAM GOLDSBERRYAdvisorregistration: current employment
Oct 1, 2014 to presentfactForm ADV
← JOHN DAVID GARDNERAdvisorregistration: current employment
Jul 8, 2013 to presentfactForm ADV
← RUSSELL BRENTON SMITHAdvisorregistration: previous registration
Jan 4, 2019 to May 11, 2022factForm ADV
← GREGORY THOMPSON RHINEHARDTAdvisorregistration: previous registration
Jan 7, 2019 to May 11, 2022factForm ADV
← MICHAEL JAY HENSLEYAdvisorregistration: previous registration
Jan 3, 2019 to May 11, 2022factForm ADV
← CHRISTIAN DAVID KEEDYAdvisorregistration: previous registration
Jan 4, 2019 to May 11, 2022factForm ADV
← DAVID TODD MISENHEIMERAdvisorregistration: previous registration
Jan 8, 2019 to May 11, 2022factForm ADV
← ERVIN RANDOLPH MILLWOODAdvisorregistration: previous registration
Jan 8, 2019 to May 11, 2022factForm ADV
← BRANDON DUKE FENTRESSAdvisorregistration: previous registration
Feb 1, 2019 to May 11, 2022factForm ADV
← BILLY RAY WILLIAMSAdvisorregistration: previous registration
Jan 9, 2018 to Sep 28, 2020factForm ADV
← MATT ANDREW WILLIAMSAdvisorregistration: previous registration
Feb 1, 2019 to Sep 28, 2020factForm ADV
← Conor CloughertyAdvisorregistration: previous registration
Jan 3, 2019 to Jul 7, 2020factForm ADV
← JEFFREY DAVID LINKAdvisorregistration: previous registration
Feb 8, 2019 to Jun 1, 2020factForm ADV
← MARC DOUGLAS SALYERSAdvisorregistration: previous registration
Feb 8, 2016 to Jun 28, 2017factForm ADV

Owns (5)

← HERNQUIST, DEREK, JAMESOwnerMEMBER, ownership code F, individual
Mar 30, 2021 to Dec 11, 2024factForm ADV
← GARDNER, JOHN, DAVIDOwnerELECTED MANAGER, ownership code F, individual
Apr 15, 2016 to Dec 11, 2024factForm ADV
← GOLDSBERRY, JOHN, WILLIAMOwnerMEMBER, ownership code F, individual
Feb 8, 2017 to Dec 11, 2024factForm ADV
← WYRICK, BECKHAM, DAVIDOwnerMEMBER, ownership code F, individual
Feb 8, 2017 to Dec 11, 2024factForm ADV
← GARDNER, WILLIAM, CARROLLOwnerMEMBER, ownership code F, individual
Mar 30, 2021 to Dec 11, 2024factForm ADV

Controls (4)

← WICKMANN, BRETT, MATHEWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2021 to Dec 11, 2024factForm ADV
← GARDNER, JOHN, DAVIDOwnerOWNER, ownership code D, individual
Apr 15, 2016 to Dec 11, 2024factForm ADV
← APTUS HOLDINGS, LLCOwnerOWNER, ownership code D, domestic entity
Mar 30, 2018 to Dec 11, 2024factForm ADV
← APTUS MIDCO, LLCOwnerOWNER, ownership code E, domestic entity
Jan 13, 2022 to Dec 11, 2024factForm ADV

Moved with (3)

→ GUARDIAN WEALTH ADVISORS, LLCRegistered adviser7 advisors, team lift out, same day
May 11, 2022 to Jun 7, 2022factForm ADV
→ WILLIAMS FINANCIAL GROUPRegistered adviser2 advisors, team lift out, same day
Sep 28, 2020 to Sep 4, 2020factForm ADV
← GORDON ASSET MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed
Feb 1, 2019 to Feb 8, 2019factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2026
Regulatory AUM changed
Aptus Capital Advisors, Llc reported RAUM $14.1B, up 43% from $9.9B (2026-01-02 to 2026-03-26)
Form ADVobserved 4 days ago
$4.3B
Occurred
Mar 31, 2025
Regulatory AUM changed
Aptus Capital Advisors, Llc reported RAUM $9.9B, up 86% from $5.3B (2025-01-21 to 2025-03-31)
Form ADVobserved 4 days ago
$4.6B
Occurred
May 11, 2022
Team lift-out
7 advisors left Aptus Capital Advisors, LLC (Fairhope, AL) for Guardian Wealth Advisors, LLC on the same day
Form ADVobserved 4 days ago
7 advisors
Occurred
May 11, 2022
Advisor changed firm
David Todd Misenheimer left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-06-07)
Form ADVobserved 4 days ago
Occurred
May 11, 2022
Advisor changed firm
Ervin Randolph Millwood left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-05-13)
Form ADVobserved 4 days ago
Occurred
May 11, 2022
Advisor changed firm
Brandon Duke Fentress left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-05-16)
Form ADVobserved 4 days ago
Occurred
May 11, 2022
Advisor changed firm
Gregory Thompson Rhinehardt left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-06-01)
Form ADVobserved 4 days ago
Occurred
May 11, 2022
Advisor changed firm
Christian David Keedy left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-05-12)
Form ADVobserved 4 days ago
Occurred
May 11, 2022
Advisor changed firm
Michael Jay Hensley left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-05-23)
Form ADVobserved 4 days ago
Occurred
May 11, 2022
Advisor changed firm
Russell Brenton Smith left Aptus Capital Advisors, Llc for Guardian Wealth Advisors, Llc (registered 2022-05-13)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Aptus Capital Advisors, Llc reported RAUM $4.0B, up 59% from $2.5B (2022-01-13 to 2022-03-30)
Form ADVobserved 4 days ago
$1.5B
Occurred
Mar 30, 2021
Regulatory AUM changed
Aptus Capital Advisors, Llc reported RAUM $2.5B, up 75% from $1.4B (2020-12-04 to 2021-03-30)
Form ADVobserved 4 days ago
$1.1B
Occurred
Mar 30, 2021
Control person joined
Mathew Brett Wickmann (Chief Compliance Officer) appeared on Schedule A of Aptus Capital Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Aptus Capital Advisors, Llc reported RAUM $1.2B, up 298% from $291.6M (2019-03-01 to 2019-03-29)
Form ADVobserved 4 days ago
$869M
Occurred
Mar 30, 2018
Regulatory AUM changed
Aptus Capital Advisors, Llc reported RAUM $291.6M, up 207% from $95.0M (2018-01-02 to 2018-03-30)
Form ADVobserved 4 days ago
$197M
Occurred
Apr 15, 2016
First Form ADV filing
Aptus Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 3 bookkeeping events

Occurred
Sep 16, 2026
Thomas Vincent Winkler registered as an investment adviser representative at Aptus Capital Advisors, Llc
Occurred
Mar 27, 2024
Aptus Capital Advisors, Llc reported 13 offices beyond its principal office, up from 8 (2023-06-30 to 2024-03-27)
Occurred
Jan 10, 2019
Aptus Capital Advisors, Llc reported 15 state-registered advisory representatives, up from 5 (2018-07-30 to 2019-01-10)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f01493b2-cfde-d243-833f-0eef7434c8ad
First observed: Apr 15, 2016
Last observed: Jul 22, 2026 59 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

APTUS CAPITAL ADVISORS, LLC

CRD 167626

FAIRHOPE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f01493b2-cfde-d243-833f-0eef7434c8ad

Data as of Jul 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN DAVID GARDNER

Chartered Financial Analyst

FAIRHOPE, AL

JOHN WILLIAM GOLDSBERRY

n/a

FAIRHOPE, AL

n/a

BECKHAM DAVID WYRICK

Certified Financial Planner|Chartered Financial Analyst

FAIRHOPE, AL

n/a

DEREK JAMES HERNQUIST

n/a

FAIRHOPE, AL | CHARLOTTE, NC

WILLIAM CARROLL GARDNER

n/a

HOMEWOOD, AL | FAIRHOPE, AL

n/a

MARK ALAN CALLAHAN

n/a

FAIRHOPE, AL | DALLAS, TX

JOHN LUKE TYNER

Chartered Financial Analyst

FAIRHOPE, AL

n/a

David W Wagner

Chartered Financial Analyst

Cincinnati, OH | FAIRHOPE, AL

n/a

BRADLEY Joseph RAPKING

Chartered Financial Analyst

FAIRHOPE, AL

n/a

JAMES GERALD YAHOUDY

n/a

Grapevine, TX | FAIRHOPE, AL

Joseph Robert King

n/a

FAIRHOPE, AL

n/a

JOSEPH ROBERT NATHANIEL SYKORA

Chartered Financial Analyst

Fairhope, AL | FAIRHOPE, AL

n/a

William Herbert Graham

n/a

FAIRHOPE, AL

n/a

Jacob Martin Marriott

n/a

FAIRHOPE, AL | NAPLES, FL

Tenzin Phuntsok

n/a

FAIRHOPE, AL

MATTHEW MCGOWAN

n/a

FAIRHOPE, AL | St. Petersburg, FL

yes

JOHN ROBERT GUAGLIARDO

n/a

FAIRHOPE, AL

yes

Alexandra Elizabeth Romero

n/a

FAIRHOPE, AL

n/a

Thomas Vincent Winkler

n/a

FAIRHOPE, AL | MT. PLEASANT, SC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APTUS HOLDINGS, LLC

Owner

yes

12/2021

Mar 30, 2018

Dec 11, 2024

APTUS MIDCO, LLC

Owner

yes

12/2021

Jan 13, 2022

Dec 11, 2024

GARDNER, JOHN, DAVID

Owner

yes

01/2018

Apr 15, 2016

Dec 11, 2024

WICKMANN, BRETT, MATHEW

CHIEF COMPLIANCE OFFICER

yes

03/2021

Mar 30, 2021

Dec 11, 2024

GARDNER, JOHN, DAVID

ELECTED MANAGER

12/2021

Apr 15, 2016

Dec 11, 2024

GARDNER, WILLIAM, CARROLL

ELECTED MANAGER

12/2021

Mar 30, 2021

Dec 11, 2024

GARDNER, WILLIAM, CARROLL

Member

01/2019

Mar 30, 2021

Dec 11, 2024

GOLDSBERRY, JOHN, WILLIAM

ELECTED MANAGER

12/2021

Feb 8, 2017

Dec 11, 2024

GOLDSBERRY, JOHN, WILLIAM

Member

01/2018

Feb 8, 2017

Dec 11, 2024

HERNQUIST, DEREK, JAMES

Member

12/2019

Mar 30, 2021

Dec 11, 2024

HERNQUIST, DEREK, JAMES

ELECTED MANAGER

12/2021

Mar 30, 2021

Dec 11, 2024

WYRICK, BECKHAM, DAVID

ELECTED MANAGER

12/2021

Feb 8, 2017

Dec 11, 2024

WYRICK, BECKHAM, DAVID

Member

01/2018

Feb 8, 2017

Dec 11, 2024

City

State

Country

Employees

Also broker-dealer

Birmingham

United States

Homewood

United States

Piedmont

United States

ST. PETERSBURG

United States

Gibsonia

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$14B

$13B

n/a

2024

Mar 31, 2025

$9.9B

$9.3B

n/a

2023

Mar 27, 2024

$5.3B

$4.7B

n/a

2022

Mar 31, 2023

$4.2B

$2.8B

n/a

2021

Mar 30, 2022

$4.0B

$2.7B

n/a

2020

Mar 30, 2021

$2.5B

$2.0B

n/a

2019

Mar 27, 2020

$1.4B

$1.2B

n/a

2018

Mar 29, 2019

$1.2B

n/a

2017

Mar 30, 2018

$292M

$289M

n/a

2016

Feb 8, 2017

$35.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$14B

$9.9B

43.5%

$4.2B

49.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GUARDIAN WEALTH ADVISORS, LLC

May 11, 2022

Jun 7, 2022

FAIRHOPE, AL

Team lift out

RIA to RIA

35.0%

WILLIAMS FINANCIAL GROUP

Sep 28, 2020

Sep 4, 2020

FAIRHOPE, AL

Team lift out

RIA to new firm

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GORDON ASSET MANAGEMENT, LLC

Feb 1, 2019

Feb 8, 2019

DURHAM, NC

Firm absorbed

RIA to RIA

62.5%

GORDON ASSET MANAGEMENT, LLC

Jan 7, 2019

Jan 8, 2019

DURHAM, NC

Team lift out

RIA to RIA

27.3%