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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Matthew Zuber

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PORT ORANGE, FL

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Search this name across graphsid dfx:ria:60b593bf-357b-e16d-f9fb-bc41dbc3ea41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 22, 2008
First registration: Feb 9, 2009
Dual registered: yes, broker-dealer
Other names: MATTHEW ROBERT ZUBER
IAPD individual key: 5574334

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 14, 2017	n/a	yes	PORT ORANGE, FL	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 27, 2013	Mar 29, 2017	no	ORLANDO, FL\|PALM COAST, FL\|ORLANDO, FL\|TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jul 14, 2011	Apr 30, 2012	no	ORMOND BEACH, FL	Previous registration
HOLLAND ADVISORY SERVICES, INC.	Independent wealth	Feb 9, 2009	Feb 24, 2011	no	ORMOND BEACH, FL\|ORMOND BEACH, FL\|ORMOND BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 29, 2017	Apr 14, 2017	16	Firm change	Other
MORGAN STANLEY	PNC WEALTH MANAGEMENT	Apr 30, 2012	Feb 27, 2013	303	Firm change	Other
HOLLAND ADVISORY SERVICES, INC.	MORGAN STANLEY	Feb 24, 2011	Jul 14, 2011	140	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Apr 14, 2017 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 27, 2013 to Mar 29, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 14, 2011 to Apr 30, 2012factForm ADV
→ HOLLAND ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 9, 2009 to Feb 24, 2011factForm ADV

Dated events

No dated event names this entity yet.