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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Cannon Falls, MN | Zumbrota, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 30, 2025 | n/a | yes | Zumbrota, MN|Cannon Falls, MN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Oct 1, 2025 | no | CANNON FALLS, MN|ZUMBROTA, MN | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | ZUMBROTA, MN|CANNON FALLS, MN | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Dec 10, 2013 | Oct 25, 2019 | no | ZUMBROTA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 1, 2025 | Sep 30, 2025 | -1 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6363:MN:2025-10-01 | Oct 1, 2025 | Sep 30, 2025 | ZUMBROTA, MN | Firm change |