DFX Intelligence

W•••••• R•• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

W•••••• R•• L••••••

Advisor at L•••••• F••••••••• I•••

REDLANDS, CA

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Search this name across graphsid dfx:ria:60c0ee00-8371-4b66-0037-c61dcb27c1dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• F••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 23, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• F••••••••• I•••	State registered	Jul 17, 2018	n/a	yes	REDLANDS, CA	Current employment
L•••••• F••••••••• I•••	n/a	Mar 17, 2011	Sep 23, 2018	no	REDLANDS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• F••••••••• I•••	L•••••• F••••••••• I•••	Sep 23, 2018	Jul 17, 2018	-68	Firm change after gap	Other
G••••• S••••••••• I•••	L•••••• F••••••••• I•••	Apr 21, 2011	Mar 17, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
147291:291971:CA:2018-09-23	Sep 23, 2018	Jul 17, 2018	REDLANDS, CA	Firm change after gap

Relationships

Registered with (5)

→ L•••••• F••••••••• I•••Registered adviserregistration: current employment
Jul 17, 2018 to presentfactForm ADV
→ L•••••• F••••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2011 to Sep 23, 2018factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 3, 2011 to Apr 21, 2011factForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60c0ee00-8371-4b66-0037-c61dcb27c1dc
First observed: Aug 24, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.