DFX Intelligence

Y• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

Y• C•••

Advisor at I••••••• F•••••••• S••••••• A•••••••

OAKLAND, CA | South El Monte, CA

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Search this name across graphsid dfx:ria:60c1dd18-6061-695e-d7c7-b02106a081b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• F•••••••• S••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• F•••••••• S••••••• A•••••••	Independent wealth	Dec 22, 2022	n/a	yes	South El Monte, CA\|OAKLAND, CA	Current employment
A•••• C••••••	Independent wealth	Aug 9, 2019	Dec 31, 2022	no	Monterey Park, CA\|WAYNE, PA\|Alhambra, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C••••••	I••••••• F•••••••• S••••••• A•••••••	Dec 31, 2022	Dec 22, 2022	-9	Firm change	RIA to RIA
E•••• S••••••••• L••	A•••• C••••••	Feb 12, 2019	Aug 9, 2019

Relationships

Registered with (3)

→ I••••••• F•••••••• S••••••• A•••••••Registered adviserregistration: current employment
Dec 22, 2022 to presentfactForm ADV
→ A•••• C••••••Registered adviserregistration: previous registration
Aug 9, 2019 to Dec 31, 2022factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2015 to Feb 12, 2019factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60c1dd18-6061-695e-d7c7-b02106a081b0
First observed: Jan 26, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.