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Advisor at RBC CAPITAL MARKETS, LLC
Naples, FL | NAPLES, FL | Green Bay, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 11, 2022 | n/a | yes | NAPLES, FL|Green Bay, WI|Naples, FL | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Sep 3, 2020 | Apr 8, 2022 | no | New York, NY|Palm Beach, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 17, 2006 | Aug 4, 2020 | no | OAK BROOK, IL|BLOOMFIELD HILLS, MI|CHICAGO, IL|COLUMBIA, MD|BLOOMFIELD HILLS, MI|OAK BROOK, IL|OAK BROOK, IL|HARTFORD, CT|NEW YORK, NY|DULUTH, GA|BOSTON, MA|WESTBOROUGH, MA|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | RBC CAPITAL MARKETS, LLC | Apr 8, 2022 | Apr 11, 2022 | 3 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Aug 4, 2020 | Sep 3, 2020 | 30 | Firm change | Wirehouse to ibd |