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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ROBERT ANTHONY NICASTRO

Advisor at J.P. MORGAN SECURITIES LLC

Seaford, NY | NEW YORK, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60de4f9f-d71a-e208-984e-0e2aaf3f3882

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 9, 2012
First registration: Jan 9, 2014
Dual registered: yes, broker-dealer
Other names: ROBERT NICASTRO
IAPD individual key: 5699757

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 11, 2023	n/a	yes	NEW YORK, NY\|New York, NY\|Seaford, NY	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Apr 13, 2021	Mar 20, 2025	no	New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 21, 2016	Mar 18, 2021	no	New York, NY\|NEW YORK, NY\|Fort Lee, NJ\|NEW YORK, NY\|Fort Lee, NJ\|New York, NY	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Jan 9, 2014	Mar 23, 2016	no	LONG ISLAND CITY, NY\|Brooklyn, NY\|Staten Island, NY\|Long Island City, NY\|Long Island City, NY\|Whitestone, NY\|Long Island City, NY\|Long Island City, NY\|Jackson Heights, NY\|Long Island City, NY\|JACKSON HEIGHTS, NY\|Williston Park, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 20, 2025	Oct 11, 2023	-526	Bulk transfer	Ibd to wirehouse
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Mar 18, 2021	Apr 13, 2021	26	Firm change	Ibd to ibd
SANTANDER SECURITIES	CITIGROUP GLOBAL MARKETS INC.	Mar 23, 2016	Mar 21, 2016	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7059:108559:NY:2021-03-18	Mar 18, 2021	Apr 13, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 11, 2023 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Apr 13, 2021 to Mar 20, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 21, 2016 to Mar 18, 2021factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Jan 9, 2014 to Mar 23, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60de4f9f-d71a-e208-984e-0e2aaf3f3882
First observed: Jan 9, 2014
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT ANTHONY NICASTRO

Advisor at J.P. MORGAN SECURITIES LLC

Seaford, NY | NEW YORK, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:60de4f9f-d71a-e208-984e-0e2aaf3f3882

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Oct 11, 2023

n/a

yes

NEW YORK, NY|New York, NY|Seaford, NY

Current employment

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Former SEC adviser

Apr 13, 2021

Mar 20, 2025

New York, NY

Previous registration

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Mar 21, 2016

Mar 18, 2021

Previous registration

SANTANDER SECURITIES

Bd affiliated wealth

Jan 9, 2014

Mar 23, 2016

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

J.P. MORGAN SECURITIES LLC

Mar 20, 2025

Oct 11, 2023

-526

Bulk transfer

Ibd to wirehouse

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Mar 18, 2021

Apr 13, 2021

Firm change

Ibd to ibd

SANTANDER SECURITIES

CITIGROUP GLOBAL MARKETS INC.

Mar 23, 2016

Mar 21, 2016

-2

Firm change

Other

Team

Left

Joined

From

Kind

7059:108559:NY:2021-03-18

Mar 18, 2021

Apr 13, 2021

NEW YORK, NY

Firm change