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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Florham Park, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 22, 2025 | n/a | yes | Florham Park, NJ | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 29, 2016 | Jun 12, 2025 | no | MORRISTOWN, NJ | Previous registration |
| GMS GROUP | Other adviser | Jul 28, 2010 | Sep 7, 2016 | no | EAST HANOVER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Jun 12, 2025 | May 22, 2025 | -21 | Firm change | Ibd to ibd |
| GMS GROUP | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 7, 2016 | Aug 29, 2016 | -9 | Firm change | Other |