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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

GMS GROUP

THE GMS GROUP, LLC, CRD 8000

EAST HANOVER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8bc0020-64ba-c2a2-0b08-a36707160682

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 3
On other graphs: 0
Observed: Aug 30, 2022 to Sep 10, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=14.0
Regulatory AUM: $19.8MItem 5.F on the latest filing (2026-09-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $3.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Custody, client assets: $13.9M
SEC number: 801-126662
CIK: 311887
CRD: 8000
Filings on the tape: 13
First filed: Aug 30, 2022
Latest filed: Sep 10, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TIMOTHY JOSEPH DONOHUE	n/a	East Hanover, NJ	16	43	n/a	yes
PATRICK KENNEDY	n/a	HOUSTON, TX	16	21	1	yes
JUSTYN SETH FELDMAN	n/a	BOCA RATON, FL \| MIAMI, FL	1	32	n/a	yes
RICHARD JOSEPH SCHNEIDERMAN	n/a	East Hanover, NJ	0	32	1	yes
CARMINE CLAUDIO CAPONE	n/a	BOCA RATON, FL	0	41	n/a	yes
Cameron J Ferrulo	n/a	BOCA RATON, FL	0	11	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEMBOWSKI, DANIELLE DENISE	CHIEF FINANCIAL OFFICER	Na	yes	01/2024	Aug 30, 2022	Mar 5, 2024
DONOHUE, TIMOTHY JOSEPH	SROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COO	Na	yes	09/1985	Aug 30, 2022	Mar 5, 2024
ESTANISLAO, LEONARDO	CHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTOR	Na	yes	01/2014	Aug 30, 2022	Mar 5, 2024
GMS GROUP HOLDINGS CORP	Member	E	yes	08/2003	Aug 30, 2022	Mar 5, 2024
KONSIG, PAUL ROBERT	Director	Na	yes	02/2003	Aug 30, 2022	Mar 5, 2024
MCKENNA, MICHAEL JAMES	EXECUTIVE VICE PRESIDENT	Na	yes	05/2010	Aug 30, 2022	Mar 5, 2024
CAPONE, CARMINE CLAUDIO	EXECUTIVE VICE PRESIDENT/DIRECTOR	Na	no	07/2020	Aug 30, 2022	Mar 5, 2024
FELDMAN, JUSTYN SETH	SENIOR VICE PRESIDENT - DIRECTOR	Na	no	04/2019	Aug 30, 2022	Mar 5, 2024
FELDMAN, MELVIN	DIRECTOR, SR VICE PRESIDENT	Na	no	08/2003	Aug 30, 2022	Mar 5, 2024
KOROSTOFF, DAVID BRUCE	DIRECTOR, SR. VICE PRESIDENT	Na	no	08/2003	Aug 30, 2022	Mar 5, 2024
LENZI, JEFFREY PAUL	SENIOR VICE PRESIDENT/DIRECTOR	Na	no	07/2020	Aug 30, 2022	Mar 5, 2024
LIPMAN, MATTHEW ERIC	Secretary	Na	no	04/2022	Aug 30, 2022	Mar 5, 2024
MANTE, PAUL DAVID	SENIOR VICE PRESIDENT - DIRECTOR	Na	no	04/2019	Aug 30, 2022	Mar 5, 2024
PRICE, BARBARA BENEDICT	DIRECTOR, SR. VICE PRESIDENT	Na	no	08/2003	Aug 30, 2022	Mar 5, 2024
VESSELS, STEPHEN GLENN	SENIOR VICE PRESIDENT/DIRECTOR	Na	no	07/2020	Aug 30, 2022	Mar 5, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$19.8M	$19.8M	15	4	1	n/a	n/a
2024	Mar 26, 2025	$13.9M	$13.9M	15	3	1	n/a	n/a
2023	Mar 5, 2024	$177M	$177M	15	3	1	n/a	n/a
2022	Mar 9, 2023	$132M	$132M	15	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$19.8M	$13.9M	42.8%	$132M	-46.9%	15	15	1	1

Relationships

Registered with (13)

← Cameron J FerruloAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← CARMINE CLAUDIO CAPONEAdvisorregistration: current employment
Feb 12, 2026 to presentfactForm ADV
← RICHARD JOSEPH SCHNEIDERMANAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← JUSTYN SETH FELDMANAdvisorregistration: current employment
Aug 5, 2025 to presentfactForm ADV
← PATRICK KENNEDYAdvisorregistration: current employment
Jul 28, 2010 to presentfactForm ADV
← TIMOTHY JOSEPH DONOHUEAdvisorregistration: current employment
Jul 14, 2010 to presentfactForm ADV
← Anita SzalaiAdvisorregistration: previous registration
Sep 3, 2020 to Oct 18, 2023factForm ADV
← Vincent Della FeraAdvisorregistration: previous registration
Oct 1, 2019 to Dec 21, 2020factForm ADV
← LYLE RUSSELL HATCHAdvisorregistration: previous registration
Sep 2, 2010 to Sep 12, 2019factForm ADV
← DAMIEN DIDIER GERALD CAILLAULTAdvisorregistration: previous registration
Jul 28, 2010 to Sep 7, 2016factForm ADV
← DAVID JAMES LESKOAdvisorregistration: previous registration
Jul 29, 2010 to Jun 13, 2016factForm ADV
← OWEN MARC ZUKOVICHAdvisorregistration: previous registration
Oct 29, 2013 to Feb 25, 2014factForm ADV
← MITCHELL HAL REBACKAdvisorregistration: previous registration
Sep 28, 2010 to Apr 23, 2012factForm ADV

Owns (9)

← CAPONE, CARMINE CLAUDIOOwnerEXECUTIVE VICE PRESIDENT/DIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← KOROSTOFF, DAVID BRUCEOwnerDIRECTOR, SR. VICE PRESIDENT, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← PRICE, BARBARA BENEDICTOwnerDIRECTOR, SR. VICE PRESIDENT, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← FELDMAN, MELVINOwnerDIRECTOR, SR VICE PRESIDENT, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← FELDMAN, JUSTYN SETHOwnerSENIOR VICE PRESIDENT - DIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← LIPMAN, MATTHEW ERICOwnerSECRETARY, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← VESSELS, STEPHEN GLENNOwnerSENIOR VICE PRESIDENT/DIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← LENZI, JEFFREY PAULOwnerSENIOR VICE PRESIDENT/DIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← MANTE, PAUL DAVIDOwnerSENIOR VICE PRESIDENT - DIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV

Controls (6)

← MCKENNA, MICHAEL JAMESOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← ESTANISLAO, LEONARDOOwnerCHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← KONSIG, PAUL ROBERTOwnerDIRECTOR, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← DEMBOWSKI, DANIELLE DENISEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← DONOHUE, TIMOTHY JOSEPHOwnerSROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COO, ownership code NA, individual
Aug 30, 2022 to Mar 5, 2024factForm ADV
← GMS GROUP HOLDINGS CORPOwnerMEMBER, ownership code E, domestic entity
Aug 30, 2022 to Mar 5, 2024factForm ADV

Dated events

Occurred
Mar 26, 2025
Regulatory AUM changed
Gms Group reported RAUM $13.9M, down 92% from $177.3M (2024-03-05 to 2025-03-26)
Form ADVobserved 5 days ago
$-163M
Occurred
Oct 18, 2023
Advisor changed firm
Anita Szalai left Gms Group for Morgan Stanley (registered 2023-10-31)
Form ADVobserved 5 days ago
Occurred
Aug 30, 2022
First Form ADV filing
Gms Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8bc0020-64ba-c2a2-0b08-a36707160682
First observed: Aug 30, 2022
Last observed: Sep 10, 2026 10 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GMS GROUP

THE GMS GROUP, LLC, CRD 8000

EAST HANOVER, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8bc0020-64ba-c2a2-0b08-a36707160682

Data as of Sep 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TIMOTHY JOSEPH DONOHUE

n/a

East Hanover, NJ

n/a

yes

PATRICK KENNEDY

n/a

HOUSTON, TX

yes

JUSTYN SETH FELDMAN

n/a

BOCA RATON, FL | MIAMI, FL

n/a

yes

RICHARD JOSEPH SCHNEIDERMAN

n/a

East Hanover, NJ

yes

CARMINE CLAUDIO CAPONE

n/a

BOCA RATON, FL

n/a

yes

Cameron J Ferrulo

n/a

BOCA RATON, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEMBOWSKI, DANIELLE DENISE

CHIEF FINANCIAL OFFICER

yes

01/2024

Aug 30, 2022

Mar 5, 2024

DONOHUE, TIMOTHY JOSEPH

SROP/CROP/DIRECTOR/CHIEF COMPLIANCE OFFICER/COO

yes

09/1985

Aug 30, 2022

Mar 5, 2024

ESTANISLAO, LEONARDO

CHIEF INFORMATION OFFICER/SENIOR VICE PRESIDENT/DIRECTOR

yes

01/2014

Aug 30, 2022

Mar 5, 2024

GMS GROUP HOLDINGS CORP

Member

yes

08/2003

Aug 30, 2022

Mar 5, 2024

KONSIG, PAUL ROBERT

Director

yes

02/2003

Aug 30, 2022

Mar 5, 2024

MCKENNA, MICHAEL JAMES

EXECUTIVE VICE PRESIDENT

yes

05/2010

Aug 30, 2022

Mar 5, 2024

CAPONE, CARMINE CLAUDIO

EXECUTIVE VICE PRESIDENT/DIRECTOR

07/2020

Aug 30, 2022

Mar 5, 2024

FELDMAN, JUSTYN SETH

SENIOR VICE PRESIDENT - DIRECTOR

04/2019

Aug 30, 2022

Mar 5, 2024

FELDMAN, MELVIN

DIRECTOR, SR VICE PRESIDENT

08/2003

Aug 30, 2022

Mar 5, 2024

KOROSTOFF, DAVID BRUCE

DIRECTOR, SR. VICE PRESIDENT

08/2003

Aug 30, 2022

Mar 5, 2024

LENZI, JEFFREY PAUL

SENIOR VICE PRESIDENT/DIRECTOR

07/2020

Aug 30, 2022

Mar 5, 2024

LIPMAN, MATTHEW ERIC

Secretary

04/2022

Aug 30, 2022

Mar 5, 2024

MANTE, PAUL DAVID

SENIOR VICE PRESIDENT - DIRECTOR

04/2019

Aug 30, 2022

Mar 5, 2024

PRICE, BARBARA BENEDICT

DIRECTOR, SR. VICE PRESIDENT

08/2003

Aug 30, 2022

Mar 5, 2024

VESSELS, STEPHEN GLENN

SENIOR VICE PRESIDENT/DIRECTOR

07/2020

Aug 30, 2022

Mar 5, 2024

City

State

Country

Employees

Also broker-dealer

Miami

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$19.8M

n/a

2024

Mar 26, 2025

$13.9M

n/a

2023

Mar 5, 2024

$177M

n/a

2022

Mar 9, 2023

$132M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$19.8M

$13.9M

42.8%

$132M

-46.9%