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A•••••• C•••••• C••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•••••• C•••••• C••••• A••••••• L••

CRD 328497

CHICAGO, IL

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Search this name across graphsid dfx:ria:60ee4e6a-457e-6219-55e1-7695184a4382

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Oct 17, 2023 to Mar 31, 2026
5 observations

Across DFX

name candidates only

Private Creditcandidate

A•••••• C•••••• C••••• A••••••• L••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=15.0
Regulatory AUM: $6.2B••• Locked
Discretionary RAUM: $6.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 466

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C•••••• G•• L••	GENERAL PARTNER	F	yes	06/2015	Oct 17, 2023	Dec 3, 2024
A•••••• C•••••• L•	Member	E	yes	05/2023	Oct 17, 2023	Dec 3, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	68	no
Atlanta	Ga	United States	35	no
LOS ANGELES	CA	United States	7	no
Toronto	n/a	Canada	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.2B	$3.1B	95.9%	n/a	n/a	466	476	4	4

Relationships

Controls (14)

← D••••••• M••••••• W••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 17, 2023 to Dec 3, 2024factForm ADV
← M•••••• V••••• I••••OwnerPRESIDENT, ownership code NA, individual
Oct 17, 2023 to Dec 3, 2024factForm ADV
← L•••• T••••••• G•••••OwnerVICE PRESIDENT, ownership code NA, individual
Oct 17, 2023 to Dec 3, 2024factForm ADV
← L•••••••• T••••• W•••OwnerVICE PRESIDENT AND CHIEF INVESTMENT OFFICER, ownership code NA, individual
Oct 17, 2023 to Dec 3, 2024

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
A•••••• C•••••• C••••• A••••••• L•• reported RAUM $6.2B, up 96% from $3.1B (2025-03-28 to 2026-03-31)
Form ADVobserved 7 days ago
$3.0B
Occurred
Oct 17, 2023
First Form ADV filing
A•••••• C•••••• C••••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:60ee4e6a-457e-6219-55e1-7695184a4382
First observed: Oct 17, 2023
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.