DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• C•••••• C••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 17, 2023 · 5 filings
SEC status approved since Nov 17, 2023
RAUM
$6.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
466
240 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$6.2B as of Mar 31, 2026
Mar 28, 2025$3.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)466 as of Mar 31, 2026
Mar 29, 2024441 then
Private funds: no history
RAUM +96% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +96%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• M••••••• W•••••• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- F••••• B••••• A••• · General Counsel And Secretarycontrolsince 05/2023 · owns less than 5%
- K•••••• M•••••• E••••• · Chief Financial Officercontrolsince 05/2023 · owns less than 5%
- L•••••••• T••••• W••• · Vice President And Chief Investment Officercontrolsince 05/2023 · owns less than 5%
- L•••• T••••••• G••••• · Vice Presidentcontrolsince 05/2023 · owns less than 5%
- M•••••• V••••• I•••• · Presidentcontrolsince 05/2023 · owns less than 5%
- H•••• G•••••• R•••••• · Shareholdersince 07/2015 · owns 50% to 75% of 9•••••• C••••• I•••
Entity owners
- A•••••• C•••••• L• · Memberdirect · owns 75% or more
- A•••••• C•••••• G•• L•• · General Partnerindirect · owns F of A•••••• C•••••• L•
- A•••••• H••••••• G• I••• F•••• A•••• H••••••• G• I••• · General Partnerindirect · owns F of A•••••• H••••••• L•
- A•••••• H••••••• L• · Shareholderindirect · owns 75% or more of A•••••• M•••• I•••
- A•••••• M•••• I••• · Limited Partnerindirect · owns 75% or more of A•••••• C•••••• L•
- C••••• P•••••• P••• I••••••••• B•••• D•••• C•• I••••••••• · Shareholderindirect · owns 75% or more of C•• I••••••••• B•••• P•••••• D••• H••••••• I•••
- C•• I••••••••• B•••• P•••••• D••• H••••••• I••• · Shareholderindirect · owns 75% or more of C•••• C••••• I••••••••• I•••
- C•••• C••••• I••••••••• ••••••• I••• · Shareholderindirect · owns 75% or more of A•••••• H••••••• G• I••• F•••• A•••• H••••••• G• I•••
- C•••• C••••• I••••••••• I••• · Shareholderindirect · owns 75% or more of C•••• C••••• I••••••••• ••••••• I•••
- 9•••••• C••••• I••• · Shareholder--Class Bindirect · owns 50% to 75% of A•••••• M•••• I•••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY68 employees
- Atlanta, GA35 employees
- Los Angeles, CA7 employees
- Toronto, Canada2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,149,787,000 to $6,171,217,000 (+96.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 95.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 261 to 240Mar 28, 2025 to Mar 31, 2026
- BD registered reps · 8 to 15Mar 28, 2025 to Mar 31, 2026
- Employees · 476 to 466Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.1B to $6.2BMar 28, 2025 to Mar 31, 2026
- RAUM · $3.1B to $6.2BMar 28, 2025 to Mar 31, 2026
- Accounts · unset to 2.0Dec 3, 2024 to Mar 28, 2025
- Advisory employees · 205 to 261Dec 3, 2024 to Mar 28, 2025
- BD registered reps · 0 to 8Dec 3, 2024 to Mar 28, 2025
- Employees · 441 to 476Dec 3, 2024 to Mar 28, 2025
- Financial planning clients · unset to Dec 3, 2024 to Mar 28, 2025
- Discretionary RAUM · unset to 3149787000.0Dec 3, 2024 to Mar 28, 2025
- Non-discretionary RAUM · unset to 0.0Dec 3, 2024 to Mar 28, 2025
- RAUM · unset to 3149787000.0Dec 3, 2024 to Mar 28, 2025
- Advisory employees · 196 to 205Oct 17, 2023 to Mar 29, 2024
- Employees · 424 to 441Oct 17, 2023 to Mar 29, 2024
- Other offices · 3 to 4Oct 17, 2023 to Mar 29, 2024
Signals
2 dated events
- A•••••• C•••••• C••••• A••••••• L•• reported RAUM $6.2B, up 96% from $3.1B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A•••••• C•••••• C••••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 17, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H••••://WWW.A••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-889-9920reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026