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Advisor at WELLS FARGO ADVISORS
DAVIS, CA | SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 13, 2017 | n/a | yes | SACRAMENTO, CA|DAVIS, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Oct 6, 2015 | Nov 13, 2017 | no | Sacramento, CA|Vacaville, CA|Fairfield, CA|Davis, CA|Woodland, CA|Sacramento, CA|Sacramento, CA|Sacramento, CA|West Sacramento, CA|Elk Grove, CA|Sacramento, CA|Sacramento, CA|Sacramento, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 7, 2015 | no | STOCKTON, CA|TRACY, CA|LODI, CA|MANTECA, CA|OAKDALE, CA|RIVERBANK, CA|TURLOCK, CA|ATWATER, CA|MANTECA, CA|MANTECA, CA|STOCKTON, CA|MODESTO, CA|TURLOCK, CA|MERCED, CA|Merced, CA|MODESTO, CA|TRACY, CA|LATHROP, CA|MODESTO, CA|TRACY, CA|STOCKTON, CA|MODESTO, CA|MODESTO, CA|STOCKTON, CA|STOCKTON, CA|MODESTO, CA|LOS BANOS, CA|DAVIS, CA|SACRAMENTO, CA|DIXON, CA|WOODLAND, CA|SACRAMENTO, CA|WEST SACRAMENTO, CA|ELK GROVE, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|WOODLAND, CA|SACRAMENTO, CA|ELK GROVE, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|ELK GROVE, CA|ELK GROVE, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|ELK GROVE, CA|WOODLAND, CA|DAVIS, CA|MARTINEZ, CA|SACRAMENTO, CA|AUBURN, CA|LINCOLN, CA|AUBURN, CA|LINCOLN, CA|ROSEVILLE, CA|GRANITE BAY, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 17, 2010 | Oct 1, 2012 | no | SACRAMENTO, CA|DAVIS, CA|ELK GROVE, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|ELK GROVE, CA|FAIRFIELD, CA|ELK GROVE, CA|SACRAMENTO, CA|SACRAMENTO, CA|SACRAMENTO, CA|CITRUS HEIGHTS, CA|ELK GROVE, CA|SACRAMENTO, CA|WOODLAND, CA|SACRAMENTO, CA|SACRAMENTO, CA|ALAMEDA, CA|FAIRFIELD, CA|FAIRFIELD, CA|OAKLAND, CA|HERCULES, CA|ANTIOCH, CA|OAKLAND, CA|BERKELEY, CA|EL CERRITO, CA|RICHMOND, CA|BERKELEY, CA|BRENTWOOD, CA|ANTIOCH, CA|ANTIOCH, CA|OAKLAND, CA|RICHMOND, CA|MARTINEZ, CA|VALLEJO, CA|OAKLEY, CA|VALLEJO, CA|DAVIS, CA|OAKLAND, CA|VACAVILLE, CA|PITTSBURGH, CA|OAKLAND, CA|PLEASANT HILL, CA|VACAVILLE, CA|ELK GROVE, CA|VALLEJO, CA|FAIRFIELD, CA|DISCOVERY BAY, CA|SACRAMENTO, CA|WOODLAND, CA|DIXON, CA|BENICIA, CA|SUISUN CITY, CA|WOODLAND, CA|SACRAMENTO, CA|BAY POINT, CA|FAIRFIELD, CA|SACRAMENTO, CA|SACRAMENTO, CA|WEST SACRAMENTO, CA|LOS BANOS, CA|MODESTO, CA|STOCKTON, CA|STOCKTON, CA|TRACY, CA|MODESTO, CA|LATHROP, CA|STOCKTON, CA|TRACY, CA|MODESTO, CA|MODESTO, CA|MODESTO, CA|MERCED, CA|MERCED, CA|TURLOCK, CA|MODESTO, CA|STOCKTON, CA|MANTECA, CA|MANTECA, CA|ATWATER, CA|TURLOCK, CA|RIVERBANK, CA|OAKDALE, CA|MANTECA, CA|LODI, CA|TRACY, CA|STOCKTON, CA | Previous registration |
| EDWARD JONES | National bd RIA | May 29, 2009 | Sep 20, 2010 | no | WOODLAND, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 24, 2008 | May 26, 2009 | no | SACRAMENTO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 14, 2005 | Jul 24, 2008 | no | SACRAMENTO, CA|SACRAMENTO, CA|SAN FRANCISCO, CA|SACRAMENTO, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 24, 1998 | Jan 19, 2005 | no | STOCKTON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO ADVISORS | Nov 13, 2017 | Nov 13, 2017 | 0 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | U.S. BANCORP INVESTMENTS, INC. | Oct 7, 2015 | Oct 6, 2015 | -1 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| EDWARD JONES | CHASE INVESTMENT SERVICES CORP. | Sep 20, 2010 | Sep 17, 2010 | -3 | Firm change | Other |
| WELLS FARGO ADVISORS | EDWARD JONES | May 26, 2009 | May 29, 2009 | 3 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 24, 2008 | Jul 24, 2008 | 0 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 19, 2005 | Jan 14, 2005 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:17868:CA:2015-10-07 | Oct 7, 2015 | Oct 6, 2015 | GRANITE BAY, CA | Firm change |