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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

JAMES FITZHENRY MARCHESI

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:61051df1-6c7e-2fe2-2a97-5ccc0580660b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 11, 1993
First registration: Aug 19, 2002
Dual registered: yes, broker-dealer
Other names: JAMES MARCHESI|JIM MARCHESI
IAPD individual key: 2354984

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 6, 2018	n/a	yes	MORRISTOWN, NJ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 17, 2012	Feb 5, 2018	no	CHESTER, NJ	Previous registration
SUMMIT ASSET MANAGEMENT, INC.	n/a	Apr 24, 2007	Aug 27, 2010	no	FLORHAM PARK, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 9, 2007	Aug 31, 2012	no	CHESTER, NJ\|FLORHAM PARK, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 19, 2002	Mar 19, 2007	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 5, 2018	Feb 6, 2018	1	Firm change	Ibd to ibd
LPL FINANCIAL LLC	SUMMIT ASSET MANAGEMENT, INC.	Aug 31, 2012	Apr 24, 2007	-1,956	Firm change after gap	Other
SUMMIT ASSET MANAGEMENT, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 27, 2010	Aug 17, 2012	721	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Mar 19, 2007	Mar 9, 2007	-10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:149018:NJ:2018-02-05	Feb 5, 2018	Feb 6, 2018	CHESTER, NJ	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 6, 2018 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 17, 2012 to Feb 5, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 9, 2007 to Aug 31, 2012factForm ADV
→ SUMMIT ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 24, 2007 to Aug 27, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 19, 2002 to Mar 19, 2007factForm ADV

Dated events

No dated event names this entity yet.