DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC CAPITAL MARKETS, LLC
RALEIGH, NC | Chapel Hill, NC | Cary, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 22, 2018 | n/a | yes | Chapel Hill, NC|RALEIGH, NC|Cary, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Feb 23, 2018 | no | RALEIGH, NC|DURHAM, NC|RALEIGH, NC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 25, 2001 | Oct 23, 2009 | no | DURHAM, NC|RALEIGH, NC|DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Feb 23, 2018 | Feb 22, 2018 | -1 | Firm change | Wirehouse to ibd |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:NC:2018-02-23 | Feb 23, 2018 | Feb 22, 2018 | RALEIGH, NC | Firm change |