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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Miami, FL | BERLIN, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 26, 2009 | n/a | yes | Miami, FL|BERLIN, MD | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 10, 2004 | Oct 22, 2009 | no | OCEAN CITY, MD|SALISBURY, MD|OCEAN CITY, MD | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 25, 2002 | May 13, 2004 | no | LEWES, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 22, 2009 | Oct 26, 2009 | 4 | Firm change | Other |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 13, 2004 | May 10, 2004 | -3 | Firm change | Other |