DFX Intelligence

H••••• G•••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor37 years in industry

H••••• G•••••• G•••••••

Advisor at W•••• A•••••••

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:611162eb-1b52-640a-2bff-3418c8527b07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• A•••••••	Independent wealth	Jan 1, 2013	n/a	yes	CHARLOTTE, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Aug 28, 2012	Nov 27, 2012	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• A•••••••	Nov 27, 2012	Jan 1, 2013	35	Firm change	Wirehouse to RIA
J••••• H•••••••• W••• L••••• L••	W•••• F•••• A•••••••	Jan 28, 2009	Aug 28, 2012

Relationships

Registered with (3)

→ W•••• A•••••••Registered adviserregistration: current employment
Jan 1, 2013 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 28, 2012 to Nov 27, 2012factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Mar 19, 2004 to Jan 28, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:611162eb-1b52-640a-2bff-3418c8527b07
First observed: Mar 19, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.