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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

SANDRA ANN MURRAY

Advisor at NORTHWEST INVESTMENT ADVISORS, INC

Duluth, GA | SPOKANE, WA

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Search this name across graphsid dfx:ria:611880bb-f804-1066-e27b-3d8319360a25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWEST INVESTMENT ADVISORS, INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 27, 1988
First registration: May 2, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1407964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWEST INVESTMENT ADVISORS, INC	State registered	May 8, 2014	n/a	yes	SPOKANE, WA\|Duluth, GA\|SPOKANE, WA\|SPOKANE, WA	Current employment
L.M. KOHN & COMPANY	Former SEC adviser	Jan 17, 2012	May 7, 2012	no	ATLANTA, GA	Previous registration
MIDSOUTH CAPITAL, INC.	n/a	Jun 30, 2006	Jan 17, 2012	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 8, 2004	May 12, 2006	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
ADVANTAGE CAPITAL CORPORATION	n/a	Apr 8, 2004	May 17, 2006	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
VERAVEST INVESTMENT ADVISORS, INC.	n/a	May 2, 2003	Jan 12, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L.M. KOHN & COMPANY	NORTHWEST INVESTMENT ADVISORS, INC	May 7, 2012	May 8, 2014	731	Firm change after gap	Other
MIDSOUTH CAPITAL, INC.	L.M. KOHN & COMPANY	Jan 17, 2012	Jan 17, 2012	0	Firm change	Other
ADVANTAGE CAPITAL CORPORATION	MIDSOUTH CAPITAL, INC.	May 17, 2006	Jun 30, 2006	44	Firm change	Other
FSC SECURITIES CORPORATION	ADVANTAGE CAPITAL CORPORATION	May 12, 2006	Apr 8, 2004	-764	Firm change after gap	Other
VERAVEST INVESTMENT ADVISORS, INC.	FSC SECURITIES CORPORATION	Jan 12, 2004	Apr 8, 2004	87	Firm change	Other

Relationships

Registered with (6)

→ NORTHWEST INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
May 8, 2014 to presentfactForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Jan 17, 2012 to May 7, 2012factForm ADV
→ MIDSOUTH CAPITAL, INC.Registered adviserregistration: previous registration
Jun 30, 2006 to Jan 17, 2012factForm ADV
→ ADVANTAGE CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Apr 8, 2004 to May 17, 2006factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 8, 2004 to May 12, 2006factForm ADV
→ VERAVEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
May 2, 2003 to Jan 12, 2004factForm ADV

Dated events

No dated event names this entity yet.