K•••••••• L••••

Advisor at T••• F•••••••• P•••••••

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• F•••••••• P•••••••	State registered	Oct 13, 2023	n/a	yes	LITTLETON, CO	Current employment
O••• F•••••••• S•••••••• L••	Independent wealth	Jun 18, 2024	Mar 17, 2025	no	LAKEWOOD, CO\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• F•••••••• S•••••••• L••	n/a	Mar 17, 2025	n/a	n/a	Departure no registered destination	Departure
K••••• A••••••• S•••••••• L••	T••• F•••••••• P•••••••	Jun 2, 2023	Oct 13, 2023	133

Relationships

Registered with (4)

→ T••• F•••••••• P•••••••Registered adviserregistration: current employment
Oct 13, 2023 to presentfactForm ADV
→ O••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 18, 2024 to Mar 17, 2025factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2021 to Jun 2, 2023factForm ADV
→ F•••••••• S••••••• M••••••••• I••

Dated events

Order

Occurred
17 Mar 2025
Advisor departed, no destination yet
••• Locked
Form ADV
Occurred
2 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 9, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.