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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINANCIAL SECURITY MANAGEMENT, INC

CRD 116570

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b2f5dca-d295-1c0c-16ac-3e6b82367933

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 4
On other graphs: 0
Observed: Feb 25, 2015 to May 21, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $612MItem 5.F on the latest filing (2026-05-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $612M
Private client RAUM: $612MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $76.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,691
Individual clients: 973
High net worth clients: 129
Custody, client assets: $2.4M
SEC number: 801-81072
CRD: 116570
Filings on the tape: 41
First filed: Feb 25, 2015
Latest filed: May 21, 2026
Organised: Corporation, CO
Website: fsm-inc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY SCOTT LARKIN	n/a	LAKEWOOD, CO	27	30	n/a	no
DOUGLAS FRANK JOHNSON	n/a	LAKEWOOD, CO	16	20	n/a	no
KELLI ANN WALLACE	n/a	LAKEWOOD, CO	12	34	n/a	no
SARA LOVETERE KEITH	n/a	LAKEWOOD, CO \| LAKEWOOD , CO	12	13	n/a	no
Adam Williams	n/a	LAKEWOOD, CO	2	11	n/a	no
Kemper Lee Baum	n/a	LAKEWOOD, CO	1	13	n/a	no
ROXANNE LYNN DILLON	n/a	LAKEWOOD, CO	1	10	n/a	no
Ian Matthew Sallee	n/a	LAKEWOOD, CO	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LARKIN, JEFFREY, SCOTT	PRESIDENT/TREASURER	D	yes	01/2012	Feb 25, 2015	Sep 30, 2024
MILLER, LORI, ANN	CHIEF COMPLIANCE OFFICER / VICE PRESIDENT	Na	yes	02/2020	Mar 4, 2020	Sep 30, 2024
TERRY, AMY, LOUISE	Secretary	Na	no	02/2024	Mar 5, 2024	Sep 30, 2024
TORRISON, JEFFREY, STEVEN	Shareholder	C	no	01/2012	Feb 25, 2015	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FINANCIAL SECURITY REALTY LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$612M	$612M	7	7	0	n/a	n/a
2024	Mar 30, 2025	$556M	$556M	8	5	0	n/a	n/a
2023	Mar 5, 2024	$439M	$439M	8	5	0	n/a	n/a
2022	Jan 30, 2023	$365M	$365M	8	5	0	n/a	n/a
2021	Feb 25, 2022	$416M	$415M	8	5	0	n/a	n/a
2020	Jan 26, 2021	$333M	$332M	10	6	0	n/a	n/a
2019	Mar 4, 2020	$254M	$254M	10	6	0	n/a	n/a
2018	Jan 31, 2019	$194M	$194M	10	6	0	n/a	n/a
2017	Mar 16, 2018	$185M	$182M	16	12	0	n/a	n/a
2016	Feb 8, 2017	$179M	$175M	16	12	n/a	n/a	n/a
2015	Feb 23, 2016	$120M	$100M	21	8	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$612M	$556M	10.0%	$365M	18.7%	7	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ADVISORNET WEALTH PARTNERS	2	May 30, 2018	Jun 11, 2018	LAKEWOOD, CO	Team lift out	RIA to RIA	33.3%
MUTUAL ADVISORS, LLC	2	Nov 2, 2017	Nov 3, 2017	LAKEWOOD, CO	Team lift out	Other	20.0%
LPL FINANCIAL LLC	2	Nov 2, 2017	Jan 8, 2018	LAKEWOOD, CO	Team lift out	Other	20.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	2	Nov 8, 2017	Feb 23, 2016	PASADENA, CA	Team lift out	Other	0.4%

Relationships

Registered with (16)

← Ian Matthew SalleeAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← ROXANNE LYNN DILLONAdvisorregistration: current employment
Jul 18, 2025 to presentfactForm ADV
← Kemper Lee BaumAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← Adam WilliamsAdvisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV
← KELLI ANN WALLACEAdvisorregistration: current employment
Jul 21, 2014 to presentfactForm ADV
← SARA LOVETERE KEITHAdvisorregistration: current employment
Jul 21, 2014 to presentfactForm ADV
← DOUGLAS FRANK JOHNSONAdvisorregistration: current employment
May 11, 2010 to presentfactForm ADV
← JEFFREY SCOTT LARKINAdvisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV
← Katherine LewisAdvisorregistration: previous registration
Aug 9, 2018 to Dec 3, 2021factForm ADV
← JOHN RANDAL JUDDAdvisorregistration: previous registration
Jun 17, 2014 to May 30, 2018factForm ADV
← JARED SCOTT PRICEAdvisorregistration: previous registration
Aug 19, 2014 to May 30, 2018factForm ADV
← Kristina Marie ZimmermanAdvisorregistration: previous registration
Jan 10, 2017 to Nov 2, 2017factForm ADV
← DAMON CURTIS SIMPSONAdvisorregistration: previous registration
Mar 16, 2016 to Nov 2, 2017factForm ADV
← LAWRENCE RICHARD STONEAdvisorregistration: previous registration
Feb 23, 2016 to Nov 2, 2017factForm ADV
← STEVEN A DOWNAdvisorregistration: previous registration
Feb 23, 2016 to Nov 2, 2017factForm ADV
← Courtney FolkertsAdvisorregistration: previous registration
Oct 19, 2010 to Aug 21, 2013factForm ADV

Owns (2)

← TORRISON, JEFFREY, STEVENOwnerSHAREHOLDER, ownership code C, individual
Feb 25, 2015 to Sep 30, 2024factForm ADV
← TERRY, AMY, LOUISEOwnerSECRETARY, ownership code NA, individual
Mar 5, 2024 to Sep 30, 2024factForm ADV

Controls (2)

← LARKIN, JEFFREY, SCOTTOwnerPRESIDENT/TREASURER, ownership code D, individual
Feb 25, 2015 to Sep 30, 2024factForm ADV
← MILLER, LORI, ANNOwnerCHIEF COMPLIANCE OFFICER / VICE PRESIDENT, ownership code NA, individual
Mar 4, 2020 to Sep 30, 2024factForm ADV

Moved with (4)

→ ADVISORNET WEALTH PARTNERSRegistered adviser2 advisors, team lift out, same day
May 30, 2018 to Jun 11, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Nov 2, 2017 to Jan 8, 2018factForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Nov 2, 2017 to Nov 3, 2017factForm ADV
← NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviser2 advisors, team lift out, same day
Nov 8, 2017 to Feb 23, 2016factForm ADV

Dated events

Occurred
Mar 30, 2025
Regulatory AUM changed
Financial Security Management, Inc reported RAUM $556.0M, up 27% from $439.4M (2024-09-30 to 2025-03-30)
Form ADVobserved 4 days ago
$117M
Occurred
Jan 30, 2023
Control person left
Daniel Roy Gibson (Vice President/Secretary) no longer on Schedule A of Financial Security Management, Inc (listed 2022-09-12, absent 2023-01-30)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2020
Control person joined
Ann Lori Miller (Chief Compliance Officer) appeared on Schedule A of Financial Security Management, Inc
Form ADVobserved 4 days ago
Occurred
Feb 25, 2015
First Form ADV filing
Financial Security Management, Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b2f5dca-d295-1c0c-16ac-3e6b82367933
First observed: Feb 25, 2015
Last observed: May 21, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL SECURITY MANAGEMENT, INC

CRD 116570

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3b2f5dca-d295-1c0c-16ac-3e6b82367933

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY SCOTT LARKIN

n/a

LAKEWOOD, CO

n/a

DOUGLAS FRANK JOHNSON

n/a

LAKEWOOD, CO

n/a

KELLI ANN WALLACE

n/a

LAKEWOOD, CO

n/a

SARA LOVETERE KEITH

n/a

LAKEWOOD, CO | LAKEWOOD , CO

n/a

Adam Williams

n/a

LAKEWOOD, CO

n/a

Kemper Lee Baum

n/a

LAKEWOOD, CO

n/a

ROXANNE LYNN DILLON

n/a

LAKEWOOD, CO

n/a

Ian Matthew Sallee

n/a

LAKEWOOD, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LARKIN, JEFFREY, SCOTT

PRESIDENT/TREASURER

yes

01/2012

Feb 25, 2015

Sep 30, 2024

MILLER, LORI, ANN

CHIEF COMPLIANCE OFFICER / VICE PRESIDENT

yes

02/2020

Mar 4, 2020

Sep 30, 2024

TERRY, AMY, LOUISE

Secretary

02/2024

Mar 5, 2024

Sep 30, 2024

TORRISON, JEFFREY, STEVEN

Shareholder

01/2012

Feb 25, 2015

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FINANCIAL SECURITY REALTY LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$612M

n/a

2024

Mar 30, 2025

$556M

n/a

2023

Mar 5, 2024

$439M

n/a

2022

Jan 30, 2023

$365M

n/a

2021

Feb 25, 2022

$416M

$415M

n/a

2020

Jan 26, 2021

$333M

$332M

n/a

2019

Mar 4, 2020

$254M

n/a

2018

Jan 31, 2019

$194M

n/a

2017

Mar 16, 2018

$185M

$182M

n/a

2016

Feb 8, 2017

$179M

$175M

n/a

2015

Feb 23, 2016

$120M

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$612M

$556M

10.0%

$365M

18.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ADVISORNET WEALTH PARTNERS

May 30, 2018

Jun 11, 2018

LAKEWOOD, CO

Team lift out

RIA to RIA

33.3%

MUTUAL ADVISORS, LLC

Nov 2, 2017

Nov 3, 2017

LAKEWOOD, CO

Team lift out

Other

20.0%

LPL FINANCIAL LLC

Nov 2, 2017

Jan 8, 2018

LAKEWOOD, CO

Team lift out

Other

20.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Nov 8, 2017

Feb 23, 2016

PASADENA, CA

Team lift out

Other

0.4%