DFX Intelligence

D••••• B•••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• B•••• T••••••••

Advisor at B••••••••• W••••• A•••••••• L••

Raleigh, NC | WHEATON, IL

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Search this name across graphsid dfx:ria:611c540f-7612-beb3-6c67-dd60936b053e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Jun 4, 2024	n/a	yes	Raleigh, NC\|WHEATON, IL	Current employment
T•••••• W••••• A•••••••• I•••	Former SEC adviser	Jan 4, 2018	Apr 19, 2024	no	Raleigh, NC\|ACWORTH, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• W••••• A•••••••• I•••	B••••••••• W••••• A•••••••• L••	Apr 19, 2024	Jun 4, 2024	46	Firm change	Other
B••••••••• W••••• A•••••••• L••	B••••••••• A•••• M••••••••• L••	Dec 26, 2017	Jul 23, 2015

Relationships

Registered with (3)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 23, 2015 to Dec 26, 2017factForm ADV
→ T•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2018 to Apr 19, 2024factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jul 23, 2015 to Dec 26, 2017factForm ADV

Dated events

Occurred
Apr 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:611c540f-7612-beb3-6c67-dd60936b053e
First observed: Jul 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.