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R••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••••• R•••••

Advisor at E•••••••• A•••••••• L••

BOXFORD, MA | PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:61238d7d-d7b7-e260-77f4-6c243ec7aa57

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 6, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Nov 18, 2020	n/a	yes	PORTSMOUTH, NH\|BOXFORD, MA	Current employment
E•••• P•••••• W••••• M••••••••• L••	Independent wealth	Aug 15, 2018	Nov 12, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• P•••••• W••••• M••••••••• L••	E•••••••• A•••••••• L••	Nov 12, 2020	Nov 18, 2020	6	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•••• P•••••• W••••• M••••••••• L••	Nov 16, 2016

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 18, 2020 to presentfactForm ADV
→ E•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 15, 2018 to Nov 12, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 6, 2015 to Nov 16, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:61238d7d-d7b7-e260-77f4-6c243ec7aa57
First observed: Apr 6, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.