DFX Intelligence

M••• A••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M••• A••• T•••••••••

Advisor at N••••••••• F•••••••• G••••• L••

TAMPA, FL

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Search this name across graphsid dfx:ria:612b5ee4-8638-408f-4380-4f95f1cb09b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• F•••••••• G••••• L••	Independent wealth	Oct 6, 2020	n/a	yes	TAMPA, FL	Current employment
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 27, 2017	Oct 3, 2018	no	Plant City, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• L••	N••••••••• F•••••••• G••••• L••	Oct 3, 2018	Oct 6, 2020	734	Firm change after gap	Ibd to new firm
F•••••••• L••	A••••••• F•••••••• A•••••••• L••	Aug 28, 2015	Jan 27, 2017

Relationships

Registered with (7)

→ N••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 6, 2020 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2017 to Oct 3, 2018factForm ADV
→ F•••••••• L••Registered adviserregistration: previous registration
May 7, 2010 to Aug 28, 2015factForm ADV
→ G•••••••• F••••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:612b5ee4-8638-408f-4380-4f95f1cb09b0
First observed: Sep 28, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.