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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NORTHBRIDGE FINANCIAL GROUP, LLC

CRD 310394

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bd16d98-fb55-e4e2-e7a0-a375ce66deea

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2020 to Jul 24, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=7.0
Regulatory AUM: $413MItem 5.F on the latest filing (2026-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $373M
Private client RAUM: $405MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $45.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,354
Individual clients: 312
High net worth clients: 170
SEC number: 801-119466
CRD: 310394
Filings on the tape: 22
First filed: Aug 15, 2020
Latest filed: Jul 24, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KENNETH TY CONTE	Certified Financial Planner	TAMPA, FL	5	10	2	yes
ZACHARY S BROWN	n/a	TAMPA, FL	5	12	1	yes
MARK ALAN TERWILLIGER	n/a	TAMPA, FL	5	32	6	yes
MICHAEL ANTHONY ORECCHIO	n/a	TAMPA, FL	5	12	1	yes
NATHAN KRIPLIN	Certified Financial Planner	TAMPA, FL	3	13	1	yes
RANDY EVANS RAMOS	n/a	TAMPA, FL	0	12	1	yes
Mia l Vazquez	n/a	TAMPA, FL	0	12	2	no
BRYNN ALBERS	n/a	TAMPA, FL	0	11	n/a	no
ELLIS JAMES DE JESUS	Certified Financial Planner	TAMPA, FL	0	20	5	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ORECCHIO, MICHAEL, ANTHONY	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	08/2020	Aug 15, 2020	Jul 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 27, 2026	$413M	$373M	11	7	n/a	n/a
2024	Mar 13, 2025	$306M	$243M	12	8	n/a	n/a
2023	Mar 14, 2024	$209M	$175M	10	7	n/a	n/a
2022	Mar 16, 2023	$157M	$140M	11	7	n/a	n/a
2021	Mar 30, 2022	$157M	$137M	11	7	n/a	n/a
2020	Mar 16, 2021	$114M	$101M	11	8	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	1	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$413M	$306M	35.2%	$157M	38.0%	11	12	0	0

Relationships

Registered with (11)

← ELLIS JAMES DE JESUSAdvisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← BRYNN ALBERSAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Mia l VazquezAdvisorregistration: current employment
Feb 23, 2026 to presentfactForm ADV
← RANDY EVANS RAMOSAdvisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← NATHAN KRIPLINAdvisorregistration: current employment
Jul 11, 2023 to presentfactForm ADV
← MICHAEL ANTHONY ORECCHIOAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← MARK ALAN TERWILLIGERAdvisorregistration: current employment
Oct 6, 2020 to presentfactForm ADV
← KENNETH TY CONTEAdvisorregistration: current employment
Oct 2, 2020 to presentfactForm ADV
← ZACHARY S BROWNAdvisorregistration: current employment
Oct 2, 2020 to presentfactForm ADV
← DOV YOEL LITOVAdvisorregistration: previous registration
Oct 2, 2020 to Jan 3, 2024factForm ADV
← CURTIS WILSON DIAZAdvisorregistration: previous registration
Oct 2, 2020 to Oct 14, 2021factForm ADV

Controls (1)

← ORECCHIO, MICHAEL, ANTHONYOwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 15, 2020 to Jul 8, 2024factForm ADV

Dated events

Occurred
Feb 27, 2026
Regulatory AUM changed
Northbridge Financial Group, Llc reported RAUM $413.1M, up 35% from $305.6M (2025-03-13 to 2026-02-27)
Form ADVobserved 4 days ago
$108M
Occurred
Jan 3, 2024
Advisor changed firm
Dov Yoel Litov left Northbridge Financial Group, Llc for Lincoln Investment (registered 2024-02-08)
Form ADVobserved 4 days ago
Occurred
Aug 15, 2020
First Form ADV filing
Northbridge Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6bd16d98-fb55-e4e2-e7a0-a375ce66deea
First observed: Aug 15, 2020
Last observed: Jul 24, 2026 57 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHBRIDGE FINANCIAL GROUP, LLC

CRD 310394

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6bd16d98-fb55-e4e2-e7a0-a375ce66deea

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KENNETH TY CONTE

Certified Financial Planner

TAMPA, FL

yes

ZACHARY S BROWN

n/a

TAMPA, FL

yes

MARK ALAN TERWILLIGER

n/a

TAMPA, FL

yes

MICHAEL ANTHONY ORECCHIO

n/a

TAMPA, FL

yes

NATHAN KRIPLIN

Certified Financial Planner

TAMPA, FL

yes

RANDY EVANS RAMOS

n/a

TAMPA, FL

yes

Mia l Vazquez

n/a

TAMPA, FL

BRYNN ALBERS

n/a

TAMPA, FL

n/a

ELLIS JAMES DE JESUS

Certified Financial Planner

TAMPA, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ORECCHIO, MICHAEL, ANTHONY

PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

08/2020

Aug 15, 2020

Jul 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$413M

$373M

n/a

2024

Mar 13, 2025

$306M

$243M

n/a

2023

Mar 14, 2024

$209M

$175M

n/a

2022

Mar 16, 2023

$157M

$140M

n/a

2021

Mar 30, 2022

$157M

$137M

n/a

2020

Mar 16, 2021

$114M

$101M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$413M

$306M

35.2%

$157M

38.0%